To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).
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COBS 4.5 Communicating with retail clients (non-MiFID provisions)
Chapter: Communicating with clients, including financial promotions
Effective Date: 24th January 2008
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COBS 6.1 Information about the firm and compensation information (non-MiFID and non-insurance distribution provisions)
Chapter: Information about the firm, its services and remuneration
Effective Date: 24th May 2007
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COBS 11.2 Best execution for AIFMs and residual CIS operators
Chapter: Dealing and managing
Effective Date: 26th July 2007
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COBS 6.2A Describing advice services [deleted]
Chapter: Information about the firm, its services and remuneration
Effective Date: 25th March 2010
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COBS 4.6 Past, simulated past and future performance (non-MiFID provisions)
Chapter: Communicating with clients, including financial promotions
Effective Date: 25th October 2007
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COBS 6.1A Adviser charging and remuneration
Chapter: Information about the firm, its services and remuneration
Effective Date: 25th March 2010
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COBS 14.3 Information about designated investments (non-MiFID provisions)
Chapter: Providing product information to clients
Effective Date: 28th June 2007
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COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business and insurance-based investment products
Chapter: fConduct of business obligations
Effective Date: 26th July 2007
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COBS 4.12 [deleted]
Chapter: Communicating with clients, including financial promotions
Effective Date: 25th October 2007
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COBS 9.6 Special rules for giving basic advice on a stakeholder product
Chapter: Suitability (including basic advice)
Effective Date: 26th July 2007
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COBS 4.1 Application
Chapter: Communicating with clients, including financial promotions
Effective Date: 24th May 2007
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COBS 4.10 Approving and confirming compliance of financial promotions
Chapter: Communicating with clients, including financial promotions
Effective Date: 24th March 2015
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COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration
Chapter: Information about the firm, its services and remuneration
Effective Date: 25th March 2010
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COBS 4.2 Fair, clear and not misleading communications
Chapter: Communicating with clients, including financial promotions
Effective Date: 25th October 2007
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COBS 19.7 Pensions nudge and retirement risk warnings
Chapter: Pensions – supplementary provisions
Effective Date: 26th February 2015
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COBS 8.1 Client agreements: non-MiFID designated investment business
Chapter: Client agreements
Effective Date: 24th May 2007
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COBS 14.2 Providing product information to clients
Chapter: Providing product information to clients
Effective Date: 26th July 2007
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COBS 16.6 Communications to clients – life insurance, long term care insurance and drawdown pensions
Chapter: Reporting information to clients
Effective Date: 25th October 2007
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COBS 19.4 Open market options
Chapter: Pensions – supplementary provisions
Effective Date: 24th June 2010