COBS 4.2 - Rule-making and Amending Instruments
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FCA 2018/25: Insurance Distribution Directive Instrument 2018
Chapter: Glossary, CASS, PROF, COND, TC, FIT, SUP, FEES, PERG, COMP, DISP, GEN, SYSC, MIPRU, COBS, PRIN, ICOBS, CREDS, EG, IPRU-INV, PROD
Effective Date: 25th May 2018
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FCA 2017/67: Advising on Investments (Article 53(1) of the Regulated Activities Order) (Consequential Amendments) Instrument 2017
Chapter: Glossary, TC, SUP, COMP, DISP, COBS, RPPD, ICOBS, COLL, PERG
Effective Date: 8th December 2017
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FCA 2017/39: Conduct, Perimeter Guidance and Miscellaneous Provisions (MiFID 2) Instrument 2017
Chapter: MAR, PR, LR, TC, FIT, SUP, PERG, DISP, GEN, PROF, SYSC, REC, PRIN, DTR, CASS, COBS, DEPP, BCOBS, FUND, COLL, PROD
Effective Date: 3rd July 2017
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FCA 2013/40: FCA Handbook Designation (Correction) Instrument 2013
Chapter: BIPRU, PRIN, IPRU-INS, IPRU-FSOC, FEES, COBS, SUP, COLL, BSOG, PR, DTR, FC, PERG
Effective Date: 25th April 2013
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FSA 2011/53: Financial Promotions Guidance (Amendment) Instrument 2011
Chapter: COBS, BCOBS
Effective Date: 22nd September 2011
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FSA 2011/39: UCITS IV Directive Instrument 2011
Chapter: Glossary, SYSC, GEN, GENPRU, UPRU, COBS, SUP, DEPP, DISP, COMP, COLL, RCB, DTR, PERG
Effective Date: 1st July 2011
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FSA 2009/52: Banking: Conduct of Business Sourcebook (Amendment) and Consequential Amendments Instrument 2009
Chapter: Glossary, GEN, BCOBS, COBS, CRED, ELM
Effective Date: 24th September 2009
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FSA 2007/58: MiFID (Deferred Matters and Consequential Amendments) Instrument 2007
Chapter: COMP, Glossary, PRIN, SYSC, COND, APER, FIT, GEN, FEES, INSPRU, IPRU-INS, IPRU-INV, COBS, ICOB, MCOB, CASS, MAR, TC, SUP, COLL, CRED, ELM, PROF, LR, PR, PERG
Effective Date: 25th October 2007
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FSA 2006/28: Personal Pension Schemes Instrument 2006
Chapter: Glossary, FEES, IPRU-INV, COB, ICOB, MCOB, AUTH, SUP, DISP, COMP
Effective Date: 28th September 2006
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FSA 2005/73: Handbook Administration (No 2) Instrument 2005
Chapter: Glossary, GEN, PRU, IPRU-FSOC, COB, ICOB, MCOB, SUP, CRED
Effective Date: 15th December 2005
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FSA 2004/67: Distance Marketing Directive (Amendment) Instrument 2004
Chapter: COB, CASS, CRED, ECO, PROF, Glossary
Effective Date: 16th September 2004
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FSA 2004/39: Distance Marketing Directive Instrument 2004
Chapter: COB, ICOB, MCOB, MAR, AUTH, CRED, ECO, PROF, ELM, Glossary
Effective Date: 15th April 2004
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FSA 2003/61: Investment Entities (Listing Rules and Conduct of Business) Instrument 2003
Chapter: COB, Glossary, UKLA
Effective Date: 18th September 2003
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FSA 2003/45: Alternative Trading Systems Instrument 2003 - Note that this instrument has been corrected to substitute 'customers' for 'consumers' in MAR 5 Annex 1G, requirements 8(2) and (3).
Chapter: Reader's Guide, COB, MAR, AUTH, CRED, ELM, EMPS, FREN, OMPS, SERV, Glossary
Effective Date: 19th June 2003
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FSA 2003/1: Statutory Status Disclosure Instrument 2003
Chapter: AUTH, COB, CRED, ECO, GEN, Glossary, PROF
Effective Date: 16th January 2003