To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).
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COBS 6.1C Consultancy charging and remuneration
Chapter: Information about the firm, its services and remuneration
Effective Date: 24th June 2010
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COBS 4.11 Record keeping: financial promotion
Chapter: Communicating with clients, including financial promotions
Effective Date: 28th June 2007
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COBS 6.1D Product provider requirements relating to consultancy charging and remuneration
Chapter: Information about the firm, its services and remuneration
Effective Date: 22nd September 2011
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COBS 6.1A Adviser charging and remuneration
Chapter: Information about the firm, its services and remuneration
Effective Date: 25th March 2010
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COBS 4.6 Past, simulated past and future performance (non-MiFID provisions)
Chapter: Communicating with clients, including financial promotions
Effective Date: 25th October 2007
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COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration
Chapter: Information about the firm, its services and remuneration
Effective Date: 25th March 2010
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COBS 11.2 Best execution for AIFMs and residual CIS operators
Chapter: Dealing and managing
Effective Date: 26th July 2007
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COBS 4.5 Communicating with retail clients (non-MiFID provisions)
Chapter: Communicating with clients, including financial promotions
Effective Date: 24th January 2008
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COBS 4.12 Restrictions on the promotion of non-mainstream pooled investments
Chapter: Communicating with clients, including financial promotions
Effective Date: 25th October 2007
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COBS 4.1 Application
Chapter: Communicating with clients, including financial promotions
Effective Date: 24th May 2007
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COBS 6.2A Describing advice services [deleted]
Chapter: Information about the firm, its services and remuneration
Effective Date: 25th March 2010
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COBS 4.9 Financial promotions with an overseas element
Chapter: Communicating with clients, including financial promotions
Effective Date: 25th October 2007
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COBS 19.1 Pension transfers, conversions, and opt-outs
Chapter: Pensions – supplementary provisions
Effective Date: 24th May 2007
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COBS 4.10 Systems and controls and approving and communicating financial promotions
Chapter: Communicating with clients, including financial promotions
Effective Date: 24th March 2015
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COBS 14.3 Information about designated investments (non-MiFID provisions)
Chapter: Providing product information to clients
Effective Date: 28th June 2007
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COBS 16.6 Communications to clients – life insurance, long term care insurance and drawdown pensions
Chapter: Reporting information to clients
Effective Date: 25th October 2007
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COBS 16.3 Periodic reporting
Chapter: Reporting information to clients
Effective Date: 22nd January 2009
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COBS 4.8 Cold calls and other promotions that are not in writing
Chapter: Communicating with clients, including financial promotions
Effective Date: 25th October 2007
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PERG 10.5 Employers and affinity groups (such as trade unions)
Chapter: Guidance on activities related to pension schemes
Effective Date: 28th September 2006
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COBS 6.1 Information about the firm and compensation information (non-MiFID and non-insurance distribution provisions)
Chapter: Information about the firm, its services and remuneration
Effective Date: 24th May 2007