To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).
-
COBS 3.8 Policies, procedures and records
Chapter: Client categorisation
Effective Date: 1st November 2007
-
COBS 20.2 Treating with-profits policyholders fairly
Chapter: With-profits
Effective Date: 1st November 2007
-
COBS 9.6 Special rules for giving basic advice on a stakeholder product
Chapter: Suitability (including basic advice)
Effective Date: 26th July 2007
-
COBS 6.1 Information about the firm and compensation information
Chapter: Information about the firm, its services and remuneration
Effective Date: 24th May 2007
-
COBS 3.7 Providing clients with a higher level of protection
Chapter: Client categorisation
Effective Date: 1st November 2007
-
CASS 5.5 Segregation and the operation of client money accounts
Chapter: Client money and mandates2007/4: insurance mediation activity
Effective Date: 16th December 2004
-
COBS 7.2 Information to be provided by the insurance intermediary
Chapter: Insurance mediation
Effective Date: 26th July 2007
-
COBS 9.4 Suitability reports
Chapter: Suitability (including basic advice)
Effective Date: 26th July 2007
-
COBS 9.2 Assessing suitability
Chapter: Suitability (including basic advice)
Effective Date: 25th October 2007
-
COBS 14.2 Providing product information to clients
Chapter: Providing product information to clients
Effective Date: 26th July 2007
-
COBS 21.2 Principles for firms engaged in linked long-term insurance business
Chapter: Permitted LinksPermitted Links and conditional permitted links
Effective Date: 1st November 2007
-
COBS 4.12 Unregulated collective investment schemes
Chapter: Communicating with clients, including financial promotions
Effective Date: 25th October 2007
-
COBS 10.2 Assessing appropriateness: the obligations
Chapter: Appropriateness (for non-advised services)
Effective Date: 25th October 2007
-
COBS 19.4 Open market options
Chapter: Pensions – supplementary provisions
Effective Date: 1st November 2007