To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).
-
COBS 21.3 Further rules for firms engaged in linked long-term insurance business
Chapter: Permitted LinksPermitted Links and conditional permitted links
Effective Date: 24th January 2008
-
COLL 5.2 General investment powers and limits for UCITS schemes
Chapter: Investment and borrowing powers
Effective Date: 20th January 2005
-
COBS 20.2 Treating with-profits policyholders fairly
Chapter: With-profits
Effective Date: 23rd July 2009
-
COBS 21.2 Rules for firms engaged in linked long-term insurance business
Chapter: Permitted LinksPermitted Links and conditional permitted links
Effective Date: 24th March 2015
-
COBS 11.2 Best execution for AIFMs and residual CIS operators
Chapter: Dealing and managing
Effective Date: 26th July 2007
-
INSPRU 1.5 Internal-contagion risk
Chapter: Capital resources requirements and technical provisions for insurance business
Effective Date: 15th December 2006
-
COBS 11.6 Use of dealing commission [deleted]
Chapter: Dealing and managing
Effective Date: 26th July 2007
-
COBS 14.2 Providing product information to clients
Chapter: Providing product information to clients
Effective Date: 26th July 2007
-
COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business and insurance-based investment products
Chapter: fConduct of business obligations
Effective Date: 26th July 2007
-
COBS 18.5 Residual CIS operators and small authorised UK AIFMs
Chapter: Specialist Regimes2007/58
Effective Date: 25th October 2007
-
COBS 6.1A Adviser charging and remuneration
Chapter: Information about the firm, its services and remuneration
Effective Date: 25th March 2010
-
COBS 16.6 Communications to clients – life insurance, long term care insurance and drawdown pensions
Chapter: Reporting information to clients
Effective Date: 25th October 2007
-
COBS 17.1 Providing information to claimants, dealing with claims and warranties in policies
Chapter: Claims handling for long-term care insurance
Effective Date: 24th May 2007
-
COBS 6.2A Describing advice services [deleted]
Chapter: Information about the firm, its services and remuneration
Effective Date: 25th March 2010
-
COBS 6.4 Disclosure of charges, remuneration and commission
Chapter: Information about the firm, its services and remuneration
Effective Date: 26th July 2007
-
COBS 11.8 Recording telephone conversations and electronic communications [deleted]
Chapter: Dealing and managing
Effective Date: 28th February 2008
-
COBS 19.7 Retirement risk warnings
Chapter: Pensions – supplementary provisions
Effective Date: 26th February 2015