To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).
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COBS 20.2 Treating with-profits policyholders fairly
Chapter: With-profits
Effective Date: 23rd July 2009
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COBS 20.4 Communications with with-profits policyholders
Chapter: With-profits
Effective Date: 28th June 2007
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SYSC 3.2 Areas covered by systems and controls
Chapter: Systems and controlsSystems and Controls
Effective Date: 21st November 2002
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SUP 18.2 Insurance business transfers
Chapter: Transfers of business
Effective Date: 18th November 2004
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COBS 20.3 Principles and Practices of Financial Management
Chapter: With-profits
Effective Date: 25th September 2008
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COBS 19.4 Open market options
Chapter: Pensions – supplementary provisions
Effective Date: 24th June 2010
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CREDS 2.2 General provisions
Chapter: Senior management arrangements, systems and controls
Effective Date: 21st March 2012
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COBS 9.6 Special rules for giving basic advice on a stakeholder product
Chapter: Suitability (including basic advice)
Effective Date: 26th July 2007
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SUP App 2.15 Run-off plans for closed with-profits funds
Chapter: 2004/98Insurers: Regulatory intervention points and run-off plans2005/33
Effective Date: 16th June 2005
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SUP 12.4 What must a firm do when it appoints an appointed representative or an EEA tied agent?
Chapter: Appointed representatives
Effective Date: 15th January 2004
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COBS 14.3 Information about designated investments
Chapter: Providing product information to clients
Effective Date: 28th June 2007
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COBS 4.12 Unregulated collective investment schemes
Chapter: Communicating with clients, including financial promotions
Effective Date: 25th October 2007
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COBS 4.10 Systems and controls and approving and communicating financial promotions
Chapter: Communicating with clients, including financial promotions
Effective Date: 1st November 2007
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COBS 14.2 Providing product information to clients
Chapter: Providing product information to clients
Effective Date: 26th July 2007