To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).
-
COBS 20.2 Treating with-profits policyholders fairly
Chapter: With-profits
Effective Date: 23rd July 2009
-
SUP 18.2 Insurance business transfers
Chapter: Transfers of business
Effective Date: 18th November 2004
-
INSPRU 1.5 Internal-contagion risk
Chapter: Capital resources requirements and technical provisions for insurance business
Effective Date: 15th December 2006
-
SUP App 2.15 Run-off plans for closed with-profits funds
Chapter: 2004/98Insurers: Regulatory intervention points and run-off plans2005/33
Effective Date: 16th June 2005
-
FEES 4.4 Information on which Fees are calculated
Chapter: Periodic fees
Effective Date: 27th September 2007
-
CREDS 2.2 General provisions
Chapter: Senior management arrangements, systems and controls
Effective Date: 21st March 2012
-
MCOB 9.4 Content of illustrations
Chapter: Lifetime Mortgage: product disclosure2006/45Equity release: product disclosure
Effective Date: 19th February 2004
-
INSPRU 1.2 Mathematical reserves
Chapter: Capital resources requirements and technical provisions for insurance business
Effective Date: 27th April 2006
-
COBS 20.4 Communications with with-profits policyholders
Chapter: With-profits
Effective Date: 28th June 2007
-
GENPRU 2.2 Capital resources
Chapter: Capital [deleted]FCA 2021/39Capital
Effective Date: 21st December 2006
-
SUP 16.12 Integrated Regulatory Reporting
Chapter: Reporting requirements
Effective Date: 21st December 2006
-
CASS 5.5 Segregation and the operation of client money accounts
Chapter: Client money and mandates2007/4: insurance mediation activity
Effective Date: 16th December 2004
-
SUP 4.5 Provisions applicable to all actuaries
Chapter: Actuaries
Effective Date: 16th December 2004
-
SYSC 3.2 Areas covered by systems and controls
Chapter: Systems and controlsSystems and Controls
Effective Date: 21st November 2002
-
COBS 20.3 Principles and Practices of Financial Management
Chapter: With-profits
Effective Date: 25th September 2008
-
SYSC 10.1 Application
Chapter: Conflicts of interest [Note: Not mandatory for a common platform firm until 01/11/07. See SYSC TP1]Conflicts of interest
Effective Date: 23rd November 2006