To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).
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COBS 20.2 Treating with-profits policyholders fairly
Chapter: With-profits
Effective Date: 23rd July 2009
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COBS 20.4 Communications with with-profits policyholders
Chapter: With-profits
Effective Date: 28th June 2007
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COBS 6.1C Consultancy charging and remuneration
Chapter: Information about the firm, its services and remuneration
Effective Date: 24th June 2010
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INSPRU 1.5 Internal-contagion risk
Chapter: Capital resources requirements and technical provisions for insurance business
Effective Date: 15th December 2006
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COBS 6.1D Product provider requirements relating to consultancy charging and remuneration
Chapter: Information about the firm, its services and remuneration
Effective Date: 22nd September 2011
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SUP 18.2 Insurance business transfers
Chapter: Transfers of business
Effective Date: 18th November 2004
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SUP App 2.15 Run-off plans for closed with-profits funds
Chapter: 2004/98Insurers: Regulatory intervention points and run-off plans2005/33
Effective Date: 16th June 2005
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COBS 21.3 Further rules for firms engaged in linked long-term insurance business
Chapter: Permitted LinksPermitted Links and conditional permitted links
Effective Date: 24th January 2008
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COBS 20.3 Principles and Practices of Financial Management
Chapter: With-profits
Effective Date: 25th September 2008
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SUP 4.5 Provisions applicable to all actuaries
Chapter: Actuaries
Effective Date: 16th December 2004
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COBS 22.2 Restrictions on the retail distribution of mutual society shares
Chapter: Restrictions on the distribution of certain complex investment productsRestrictions on distribution of contingent convertible instruments
Effective Date: 12th June 2015
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COBS 11.8 Recording telephone conversations and electronic communications [deleted]
Chapter: Dealing and managing
Effective Date: 28th February 2008
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COBS 11.6 Use of dealing commission [deleted]
Chapter: Dealing and managing
Effective Date: 26th July 2007
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COBS 11.2 Best execution for AIFMs and residual CIS operators
Chapter: Dealing and managing
Effective Date: 26th July 2007