To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).
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COBS 18.2 Energy market activity and oil market activity
Chapter: Specialist Regimes2007/58
Effective Date: 25th October 2007
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COBS 11.2 Best execution for AIFMs and residual CIS operators
Chapter: Dealing and managing
Effective Date: 26th July 2007
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COBS 11.6 Use of dealing commission [deleted]
Chapter: Dealing and managing
Effective Date: 26th July 2007
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COBS 6.1E Platform services: platform charges and using a platform service for advising
Chapter: Information about the firm, its services and remuneration
Effective Date: 28th July 2011
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COBS 6.2A Describing advice services [deleted]
Chapter: Information about the firm, its services and remuneration
Effective Date: 25th March 2010
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COBS 18.5 Residual CIS operators and small authorised UK AIFMs
Chapter: Specialist Regimes2007/58
Effective Date: 25th October 2007
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COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business and insurance-based investment products
Chapter: fConduct of business obligations
Effective Date: 26th July 2007
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COBS 20.2 Treating with-profits policyholders fairly
Chapter: With-profits
Effective Date: 23rd July 2009
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COBS 4.12 [deleted]
Chapter: Communicating with clients, including financial promotions
Effective Date: 25th October 2007
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COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration
Chapter: Information about the firm, its services and remuneration
Effective Date: 25th March 2010
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COBS 6.1A Adviser charging and remuneration
Chapter: Information about the firm, its services and remuneration
Effective Date: 25th March 2010
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COBS 14.2 Providing product information to clients
Chapter: Providing product information to clients
Effective Date: 26th July 2007
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COBS 6.1D Product provider requirements relating to consultancy charging and remuneration
Chapter: Information about the firm, its services and remuneration
Effective Date: 22nd September 2011
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COBS 11.8 Recording telephone conversations and electronic communications [deleted]
Chapter: Dealing and managing
Effective Date: 28th February 2008
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COBS 14.3 Information about designated investments (non-MiFID provisions)
Chapter: Providing product information to clients
Effective Date: 28th June 2007
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COBS 9.6 Special rules for giving basic advice on a stakeholder product
Chapter: Suitability (including basic advice)
Effective Date: 26th July 2007
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COBS 6.1 Information about the firm and compensation information (non-MiFID and non-insurance distribution provisions)
Chapter: Information about the firm, its services and remuneration
Effective Date: 24th May 2007
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COBS 16.2 Occasional reporting
Chapter: Reporting information to clients
Effective Date: 26th July 2007
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COBS 6.4 Disclosure of charges, remuneration and commission
Chapter: Information about the firm, its services and remuneration
Effective Date: 26th July 2007