COBS 16 ANNEX 1R - Rule-making and Amending Instruments

• FCA 2017/65: Handbook Administration (MiFID 2) Instrument 2017

  Chapter: Glossary, MAR, SUP, FEES, REC, CASS, COBS, SYSC, TC

  Effective Date: 8th December 2017

• FCA 2017/39: Conduct, Perimeter Guidance and Miscellaneous Provisions (MiFID 2) Instrument 2017

  Chapter: MAR, PR, LR, TC, FIT, SUP, PERG, DISP, GEN, PROF, SYSC, REC, PRIN, DTR, CASS, COBS, DEPP, BCOBS, FUND, COLL, PROD

  Effective Date: 3rd July 2017

• FCA 2014/14: Alternative Investment Fund Managers Directive (Consequential Amendments) Instrument 2014

  Chapter: Glossary, SYSC, COND, GEN, FEES, COBS, SUP, DEPP, COMP, COLL, LR, EMPS, OMPS, SERV, EG, PERG

  Effective Date: 27th February 2014

• FSA 2009/3: Handbook Administration (No 12) Instrument 2009

  Chapter: FIT, COBS, MCOB, CASS, MAR, SUP, DEPP, COMP

  Effective Date: 22nd January 2009

• FSA 2007/44: Conduct of Business Sourcebook (MiFID, Article 4 and other Amendments) Instrument 2007

  Chapter: Glossary, GEN, COBS, MCOB, COLL

  Effective Date: 26th July 2007

• FSA 2007/35: Handbook Administration (No 6) Instrument 2007

  Chapter: Glossary, PRIN, BIPRU, IPRU-INS, IPRU-INV, COBS, SUP

  Effective Date: 28th June 2007