To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).
-
COBS 5.1 The distance marketing disclosure rules
Chapter: Distance communications
Effective Date: 24th May 2007
-
COBS 19.1 Pension transfers, conversions, and opt-outs
Chapter: Pensions – supplementary provisions
Effective Date: 24th May 2007
-
COBS 19.7 Retirement risk warnings
Chapter: Pensions – supplementary provisions
Effective Date: 26th February 2015
-
COBS 6.1C Consultancy charging and remuneration
Chapter: Information about the firm, its services and remuneration
Effective Date: 24th June 2010
-
COBS 20.2 Treating with-profits policyholders fairly
Chapter: With-profits
Effective Date: 23rd July 2009
-
COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business and insurance-based investment products
Chapter: fConduct of business obligations
Effective Date: 26th July 2007
-
COBS 16.6 Communications to clients – life insurance, long term care insurance and drawdown pensions
Chapter: Reporting information to clients
Effective Date: 25th October 2007
-
COBS 6.1A Adviser charging and remuneration
Chapter: Information about the firm, its services and remuneration
Effective Date: 25th March 2010
-
COBS 9.6 Special rules for giving basic advice on a stakeholder product
Chapter: Suitability (including basic advice)
Effective Date: 26th July 2007
-
COBS 19.4 Open market options
Chapter: Pensions – supplementary provisions
Effective Date: 24th June 2010
-
COBS 14.2 Providing product information to clients
Chapter: Providing product information to clients
Effective Date: 26th July 2007
-
COBS 6.1D Product provider requirements relating to consultancy charging and remuneration
Chapter: Information about the firm, its services and remuneration
Effective Date: 22nd September 2011
-
COBS 19.2 Personal pensions, FSAVCs and AVCs
Chapter: Pensions – supplementary provisions
Effective Date: 25th October 2007
-
COBS 11.6 Use of dealing commission [deleted]
Chapter: Dealing and managing
Effective Date: 26th July 2007
-
COBS 9.5 Record keeping and retention periods for suitability records
Chapter: Suitability (including basic advice)
Effective Date: 28th June 2007
-
COBS 6.2A Describing advice services [deleted]
Chapter: Information about the firm, its services and remuneration
Effective Date: 25th March 2010