To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).
-
COBS 20.2 Treating with-profits policyholders fairly
Chapter: With-profits
Effective Date: 1st November 2007
-
COBS 14.3 Information about designated investments
Chapter: Providing product information to clients
Effective Date: 28th June 2007
-
COBS 4.1 Application
Chapter: Communicating with clients, including financial promotions
Effective Date: 24th May 2007
-
COBS 6.1 Information about the firm and compensation information
Chapter: Information about the firm, its services and remuneration
Effective Date: 24th May 2007
-
COBS 4.6 Past, simulated past and future performance
Chapter: Communicating with clients, including financial promotions
Effective Date: 25th October 2007
-
COBS 16.3 Periodic reporting
Chapter: Reporting information to clients
Effective Date: 1st November 2007
-
COBS 4.5 Communicating with retail clients
Chapter: Communicating with clients, including financial promotions
Effective Date: 1st November 2007
-
COBS 4.10 Systems and controls and approving and communicating financial promotions
Chapter: Communicating with clients, including financial promotions
Effective Date: 1st November 2007
-
COBS 10.2 Assessing appropriateness: the obligations
Chapter: Appropriateness (for non-advised services)
Effective Date: 25th October 2007
-
COBS 18.5 Operators of collective investment schemes
Chapter: Specialist Regimes2007/58
Effective Date: 25th October 2007
-
COBS 16.6 Life insurance contracts – communications to clients
Chapter: Reporting information to clients
Effective Date: 25th October 2007
-
COBS 16.4 Statements of client designated investments or client money
Chapter: Reporting information to clients
Effective Date: 26th July 2007
-
COBS 4.12 Unregulated collective investment schemes
Chapter: Communicating with clients, including financial promotions
Effective Date: 25th October 2007