COBS 11.4 - Rule-making and Amending Instruments

• FCA 2023/42: Data Reporting Services (Amendment) Instrument 2023

  Chapter: Glossary, MAR, REC, COBS, DEPP, EG, M2G, SYSC

  Effective Date: 20th December 2023

• FCA 2018/28: Handbook Administration (No 49) Instrument 2018

  Chapter: Glossary, MAR, MCOB, IPRU-FSOC, IPRU-INS, FEES, SUP, PERG, INSPRU, BIPRU, EMPS, OMPS, SERV, COBS, SYSC, GEN

  Effective Date: 29th June 2018

• FCA 2017/39: Conduct, Perimeter Guidance and Miscellaneous Provisions (MiFID 2) Instrument 2017

  Chapter: MAR, PR, LR, TC, FIT, SUP, PERG, DISP, GEN, PROF, SYSC, REC, PRIN, DTR, CASS, COBS, DEPP, BCOBS, FUND, COLL, PROD

  Effective Date: 3rd July 2017

• FSA 2007/42: Markets (MiFID) (Consequential Amendments) Instrument 2007

  Chapter: Glossary, FEES, BIPRU, COBS, MAR, SUP, CRED, ELM, REC

  Effective Date: 26th July 2007

• FSA 2005/40: Conduct of Business Sourcebook (Use of Dealing Commission) Instrument 2005

  Chapter: Glossary, COB, MAR

  Effective Date: 21st July 2005

• FSA 2003/90: Client Assets Sourcebook Instrument 2003

  Chapter: Reader's guide, SYSC, COB, MAR, AUTH, SUP, ENF, CIS, CRED, ELM, LLD, PROF, EMPS, FREN, OMPS, SERV, Glossary

  Effective Date: 18th December 2003