To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).
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COBS 20.2 Treating with-profits policyholders fairly
Chapter: With-profits
Effective Date: 23rd July 2009
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COBS 10.2 Assessing appropriateness: the obligations
Chapter: Appropriateness (for non-advised services)
Effective Date: 25th October 2007
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COBS 18.5 Operators of collective investment schemes
Chapter: Specialist Regimes2007/58
Effective Date: 25th October 2007
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COBS 9.6 Special rules for giving basic advice on a stakeholder product
Chapter: Suitability (including basic advice)
Effective Date: 26th July 2007
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COBS 19.1 Pension transfers and opt-outs
Chapter: Pensions – supplementary provisions
Effective Date: 24th May 2007
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COBS 9.4 Suitability reports
Chapter: Suitability (including basic advice)
Effective Date: 26th July 2007
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COBS 11.8 Recording telephone conversations and electronic communications
Chapter: Dealing and managing
Effective Date: 28th February 2008
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COBS 19.4 Open market options
Chapter: Pensions – supplementary provisions
Effective Date: 24th June 2010
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COBS 5.1 The distance marketing disclosure rules
Chapter: Distance communications
Effective Date: 24th May 2007
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COBS 10.7 Record keeping and retention periods for appropriateness records
Chapter: Appropriateness (for non-advised services)
Effective Date: 25th September 2008
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COBS 16.6 Communications to clients - life insurance, long term care insurance and income withdrawals
Chapter: Reporting information to clients
Effective Date: 25th October 2007
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COBS 14.2 Providing product information to clients
Chapter: Providing product information to clients
Effective Date: 26th July 2007
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COBS 14.3 Information about designated investments
Chapter: Providing product information to clients
Effective Date: 28th June 2007
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COBS 6.3 Disclosing information about services, fees and commission – packaged products
Chapter: Information about the firm, its services and remuneration
Effective Date: 26th July 2007
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COBS 10.5 Assessing appropriateness: guidance
Chapter: Appropriateness (for non-advised services)
Effective Date: 25th October 2007
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COBS 16.3 Periodic reporting
Chapter: Reporting information to clients
Effective Date: 22nd January 2009
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COBS 10.3 Warning the client
Chapter: Appropriateness (for non-advised services)
Effective Date: 1st November 2007