To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).
-
COBS 10.1 Application and purpose provisions
Chapter: Appropriateness (for non-advised services)
Effective Date: 24th May 2007
-
COBS 6.1A Adviser charging and remuneration
Chapter: Information about the firm, its services and remuneration
Effective Date: 25th March 2010
-
COBS 6.3 Disclosing information about services, fees and commission
Chapter: Information about the firm, its services and remuneration
Effective Date: 26th July 2007
-
COBS 6.2A Describing advice services
Chapter: Information about the firm, its services and remuneration
Effective Date: 25th March 2010
-
COBS 4.7 Direct offer financial promotions
Chapter: Communicating with clients, including financial promotions
Effective Date: 25th October 2007
-
COBS 6.1B Retail investment product provider and platform service provider requirements relating to adviser charging and remuneration
Chapter: Information about the firm, its services and remuneration
Effective Date: 25th March 2010
-
COBS 19.1 Pension transfers, conversions, and opt-outs
Chapter: Pensions – supplementary provisions
Effective Date: 24th May 2007
-
COBS 10.2 Assessing appropriateness: the obligations
Chapter: Appropriateness (for non-advised services)
Effective Date: 25th October 2007
-
COBS 16.3 Periodic reporting
Chapter: Reporting information to clients
Effective Date: 22nd January 2009
-
COBS 6.1C Consultancy charging and remuneration
Chapter: Information about the firm, its services and remuneration
Effective Date: 24th June 2010
-
COBS 18.5 Residual CIS operators, UCITS management companies and AIFMs
Chapter: Specialist Regimes2007/58
Effective Date: 25th October 2007
-
COBS 6.1E Platform services: platform charges and using a platform service for advising
Chapter: Information about the firm, its services and remuneration
Effective Date: 28th July 2011
-
COBS 19.7 Retirement risk warnings
Chapter: Pensions – supplementary provisions
Effective Date: 26th February 2015
-
COBS 19.4 Open market options
Chapter: Pensions – supplementary provisions
Effective Date: 24th June 2010
-
COBS 6.4 Disclosure of charges, remuneration and commission
Chapter: Information about the firm, its services and remuneration
Effective Date: 26th July 2007
-
PERG 2.9 Regulated activities: exclusions applicable in certain circumstances
Chapter: Authorisation and regulated activities
Effective Date: 15th September 2005
-
COBS 4.12 Restrictions on the promotion of non-mainstream pooled investments
Chapter: Communicating with clients, including financial promotions
Effective Date: 25th October 2007
-
COBS 6.1 Information about the firm and compensation information
Chapter: Information about the firm, its services and remuneration
Effective Date: 24th May 2007