COBS 1.1 - Rule-making and Amending Instruments

• FCA 2022/33: Financial Promotions and High-Risk Investments Instrument 2022

  Chapter: Glossary, LR, GEN, COBS, BCOBS, CREDS, COLL, PERG

  Effective Date: 1st August 2022

• FCA 2021/15: UK Emission Trading Scheme Instrument 2021

  Chapter: Glossary, MAR, LR, FEES, SUP, DISP, REC, PERG, COBS, PRIN, DEPP, TC, IPRU-INV, EG, SYSC

  Effective Date: 30th April 2021

• FOS 2021/3: UK Emission Trading Scheme Instrument 2021

  Chapter: MAR, LR, FEES, SUP, DISP, REC, PERG, COBS, PRIN, DEPP, TC, IPRU-INV, EG, SYSC

  Effective Date: 30th April 2021

• FCA 2020/78: Exiting the European Union: Handbook (Amendments) (No 3) Instrument 2020

  Chapter: GEN, MIPRU, COBS, COLL, PERG, PROD

  Effective Date: 11th December 2020

• FCA 2018/20: Handbook Administration (No 48) Instrument 2018

  Chapter: Glossary, SUP, FEES, COMP, GEN, BIPRU, GENPRU, CASS, COBS, BCOBS, TC, SYSC, M2G

  Effective Date: 23rd March 2018

• FCA 2017/39: Conduct, Perimeter Guidance and Miscellaneous Provisions (MiFID 2) Instrument 2017

  Chapter: MAR, PR, LR, TC, FIT, SUP, PERG, DISP, GEN, PROF, SYSC, REC, PRIN, DTR, CASS, COBS, DEPP, BCOBS, FUND, COLL, PROD

  Effective Date: 3rd July 2017

• FCA 2017/12: Conduct of Business and Client Assets (Lifetime Individual Savings Account) Instrument 2017

  Chapter: Glossary, CASS, COBS, BCOBS

  Effective Date: 7th March 2017

• FSA 2012/35: Emissions Allowance Auction Bidders Instrument 2012

  Chapter: Glossary, PRIN, SYSC, APER, TC, FEES, IPRU-INV, COBS, CASS, MAR, SUP, DISP, REC, LR, PERG, EG

  Effective Date: 26th July 2012

• FSA 2011/7: Electronic Money and Payment Services Instrument 2011

  Chapter: Glossary, PRIN, SYSC, COND, GEN, GENPRU, BIPRU, COBS, SUP, DEPP, DISP, ELM, PERG, BSOG, EG

  Effective Date: 9th February 2011

• FSA 2009/52: Banking: Conduct of Business Sourcebook (Amendment) and Consequential Amendments Instrument 2009

  Chapter: Glossary, GEN, BCOBS, COBS, CRED, ELM

  Effective Date: 24th September 2009

• FSA 2007/58: MiFID (Deferred Matters and Consequential Amendments) Instrument 2007

  Chapter: COMP, Glossary, PRIN, SYSC, COND, APER, FIT, GEN, FEES, INSPRU, IPRU-INS, IPRU-INV, COBS, ICOB, MCOB, CASS, MAR, TC, SUP, COLL, CRED, ELM, PROF, LR, PR, PERG

  Effective Date: 25th October 2007

• FSA 2007/33: The Conduct of Business Sourcebook Instrument 2007

  Chapter: COB, COBS, ECO

  Effective Date: 24th May 2007