COB TP 4 - Rule-making and Amending Instruments

• FSA 2007/33: The Conduct of Business Sourcebook Instrument 2007

  Chapter: COB, COBS, ECO

  Effective Date: 24th May 2007

• FSA 2006/53: The CRD (Consequential Amendments) Instrument 2006

  Chapter: Glossary, COND, SYSC, PRU, IPRU-BANK, IPRU-BSOC, IPRU-INS, IPRU-INV, ICOB, MCOB, MAR, SUP, DISP, COMP, COLL, CRED, ELM, LR, LLD

  Effective Date: 23rd November 2006

• FSA 2006/28: Personal Pension Schemes Instrument 2006

  Chapter: Glossary, FEES, IPRU-INV, COB, ICOB, MCOB, AUTH, SUP, DISP, COMP

  Effective Date: 28th September 2006

• FSA 2006/25: Keyfacts Logo Instrument 2006

  Chapter: GEN, COB, ICOB, MCOB

  Effective Date: 28th September 2006

• FSA 2005/40: Conduct of Business Sourcebook (Use of Dealing Commission) Instrument 2005

  Chapter: Glossary, COB, MAR

  Effective Date: 21st July 2005

• FSA 2005/22: Pensions and Consequential Amendments Instrument 2005

  Chapter: Glossary, IPRU-FSOC, IPRU-INV, COB, MCOB, ML, AUTH, SUP, DISP, CIS, COLL

  Effective Date: 21st April 2005

• FSA 2005/23: Simplified Prospectus Instrument 2005

  Chapter: Glossary, COB, CIS, COLL, ECO

  Effective Date: 21st April 2005

• FSA 2005/9: Handbook Administration Instrument 2005

  Chapter: Glossary, APER, GEN, IPRU-INV, COB, CASS, MAR, TC, ML, AUTH, SUP, ENF, DISP, COMP, CIS, CRED, ECO, LLD, REC

  Effective Date: 17th February 2005

• FSA 2004/89: Depolarisation Instrument 2004

  Chapter: GEN, COB, ICOB, MCOB, CASS, TC, AUTH, SUP, DISP, CRED, PROF, Glossary

  Effective Date: 18th November 2004

• FSA 2004/94: Supervision Manual (Actuaries) Instrument 2004

  Chapter: COND, COB, AUTH, SUP, ENF, Glossary

  Effective Date: 18th November 2004

• FSA 2004/67: Distance Marketing Directive (Amendment) Instrument 2004

  Chapter: COB, CASS, CRED, ECO, PROF, Glossary

  Effective Date: 16th September 2004

• FSA 2004/39: Distance Marketing Directive Instrument 2004

  Chapter: COB, ICOB, MCOB, MAR, AUTH, CRED, ECO, PROF, ELM, Glossary

  Effective Date: 15th April 2004

• FSA 2004/23: Conduct of Business Sourcebook (Amendment No 16) Instrument 2004

  Chapter: COB

  Effective Date: 18th March 2004

• FSA 2004/3: Conduct of Business Sourcebook (Amendment No.15) Instrument 2004

  Chapter: COB, Glossary

  Effective Date: 15th January 2004

• FSA 2003/61: Investment Entities (Listing Rules and Conduct of Business) Instrument 2003

  Chapter: COB, Glossary, UKLA

  Effective Date: 18th September 2003

• FSA 2003/47: Collective Investment Schemes (UCITS Amending Directive) Instrument 2003

  Chapter: PRIN, SYSC, IPRU-INV, COB, AUTH, SUP, DEC, COMP, CIS

  Effective Date: 17th July 2003

• FSA 2003/51: Conduct of Business Sourcebook (Amendment No 13) Instrument 2003

  Chapter: COB, Glossary

  Effective Date: 17th July 2003

• FSA 2003/45: Alternative Trading Systems Instrument 2003 - Note that this instrument has been corrected to substitute 'customers' for 'consumers' in MAR 5 Annex 1G, requirements 8(2) and (3).

  Chapter: Reader's Guide, COB, MAR, AUTH, CRED, ELM, EMPS, FREN, OMPS, SERV, Glossary

  Effective Date: 19th June 2003

• FSA 2002/65: Pension Projections Instrument 2002

  Chapter: COB, Glossary

  Effective Date: 17th October 2002