COB 6 ANNEX 2 - Rule-making and Amending Instruments

• FSA 2012/46: Mortgage Market Review (Conduct of Business) Instrument 2012

  Chapter: Glossary, TC, COBS, MCOB, SUP, PROF, PERG

  Effective Date: 27th September 2012

• FSA 2011/23: Retail Distribution Review (Adviser Charging No 2) Instrument 2011

  Chapter: COBS

  Effective Date: 28th April 2011

• FSA 2010/12: Retail Distribution Review (Adviser Charging) Instrument 2010

  Chapter: Glossary, COBS

  Effective Date: 25th March 2010

• FSA 2009/25: Financial Services Compensation Scheme (Limits Amendment) Instrument 2009

  Chapter: COBS, ICOBS, MCOB, COMP

  Effective Date: 23rd April 2009

• FSA 2008/35: Disclosure Documents (Amendment) Instrument 2008

  Chapter: Glossary, GEN, COBS, MCOB

  Effective Date: 24th July 2008

• FSA 2008/19: Handbook Administration (No 9) Instrument 2008

  Chapter: Glossary, IPRU-FSOC, COBS, ICOBS, CASS, SUP, DISP, COLL, RCB, PERG

  Effective Date: 24th April 2008

• FSA 2007/68: Insurance: New Conduct of Business sourcebook (Consequential Amendments) Instrument 2007

  Chapter: Glossary, COND, GEN, MIPRU, COBS, CASS, SUP, CRED, ELM, PROF, PERG, UNFCOG

  Effective Date: 17th December 2007

• FSA 2007/58: MiFID (Deferred Matters and Consequential Amendments) Instrument 2007

  Chapter: COMP, Glossary, PRIN, SYSC, COND, APER, FIT, GEN, FEES, INSPRU, IPRU-INS, IPRU-INV, COBS, ICOB, MCOB, CASS, MAR, TC, SUP, COLL, CRED, ELM, PROF, LR, PR, PERG

  Effective Date: 25th October 2007

• FSA 2007/44: Conduct of Business Sourcebook (MiFID, Article 4 and other Amendments) Instrument 2007

  Chapter: Glossary, GEN, COBS, MCOB, COLL

  Effective Date: 26th July 2007

• FSA 2005/23: Simplified Prospectus Instrument 2005

  Chapter: Glossary, COB, CIS, COLL, ECO

  Effective Date: 21st April 2005