COB 3.9 - Rule-making and Amending Instruments
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FSA 2005/62: Pensions Tax Simplification Instrument 2005
Chapter: Glossary, COB
Effective Date: 17th November 2005
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FSA 2005/46: Simplified Prospectus (Amendment) Instrument 2005
Chapter: Glossary, COB
Effective Date: 15th September 2005
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FSA 2005/22: Pensions and Consequential Amendments Instrument 2005
Chapter: Glossary, IPRU-FSOC, IPRU-INV, COB, MCOB, ML, AUTH, SUP, DISP, CIS, COLL
Effective Date: 21st April 2005
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FSA 2005/23: Simplified Prospectus Instrument 2005
Chapter: Glossary, COB, CIS, COLL, ECO
Effective Date: 21st April 2005
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FSA 2005/9: Handbook Administration Instrument 2005
Chapter: Glossary, APER, GEN, IPRU-INV, COB, CASS, MAR, TC, ML, AUTH, SUP, ENF, DISP, COMP, CIS, CRED, ECO, LLD, REC
Effective Date: 17th February 2005
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FSA 2004/89: Depolarisation Instrument 2004
Chapter: GEN, COB, ICOB, MCOB, CASS, TC, AUTH, SUP, DISP, CRED, PROF, Glossary
Effective Date: 18th November 2004
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FSA 2004/88: Child Trust Funds Instrument 2004
Chapter: IPRU-INV, PRU, COB, TC, SUP, AUTH, CRED, Glossary
Effective Date: 18th November 2004
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FSA 2004/67: Distance Marketing Directive (Amendment) Instrument 2004
Chapter: COB, CASS, CRED, ECO, PROF, Glossary
Effective Date: 16th September 2004
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FSA 2004/39: Distance Marketing Directive Instrument 2004
Chapter: COB, ICOB, MCOB, MAR, AUTH, CRED, ECO, PROF, ELM, Glossary
Effective Date: 15th April 2004
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FSA 2004/7: Conduct of Business Sourcebook (Consequential Amendments on Introduction of ICOB) Instrument 2004
Chapter: COB
Effective Date: 15th January 2004
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FSA 2004/3: Conduct of Business Sourcebook (Amendment No.15) Instrument 2004
Chapter: COB, Glossary
Effective Date: 15th January 2004
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FSA 2003/61: Investment Entities (Listing Rules and Conduct of Business) Instrument 2003
Chapter: COB, Glossary, UKLA
Effective Date: 18th September 2003
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FSA 2003/51: Conduct of Business Sourcebook (Amendment No 13) Instrument 2003
Chapter: COB, Glossary
Effective Date: 17th July 2003
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FSA 2003/1: Statutory Status Disclosure Instrument 2003
Chapter: AUTH, COB, CRED, ECO, GEN, Glossary, PROF
Effective Date: 16th January 2003
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FSA 2001/58: Conduct of Business Sourcebook (Amendment No 3) Instrument 2001
Chapter: COB
Effective Date: 15th November 2001