To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).
-
COB 11.2 Relationship with the scheme
Chapter: Trustee and depositary activities
Effective Date: 17th July 2003
-
COB 2.3 Reliance on others
Chapter: Rules which apply to all firms conducting designated investment business
Effective Date: 18th December 2003
-
COB 6.3 Post-sale confirmation: life policies
Chapter: Product disclosure and the customer's right to cancel or withdraw
Effective Date: 20th September 2001
-
COB 6.1 Product disclosure
Chapter: Product disclosure and the customer's right to cancel or withdraw
Effective Date: 18th April 2002
-
COB 9.1 These provisions have been moved to the Client Assets sourcebook (CASS)
Chapter: Client assets
Effective Date: 18th July 2002
-
COB 9.4 These provisions have been moved to the Client Assets sourcebook (CASS)
Chapter: Client assets
Effective Date: 17th July 2003
-
COB 6.4 Product disclosure: special situations
Chapter: Product disclosure and the customer's right to cancel or withdraw
Effective Date: 15th April 2004
-
COB 9.3 These provisions have been moved to the Client Assets sourcebook (CASS)
Chapter: Client assets
Effective Date: 20th September 2001
-
COB 9.2 These provisions have been moved to the Client Assets sourcebook (CASS)
Chapter: Client assets
Effective Date: 17th July 2003
-
COB 11.3 Packaged products
Chapter: Trustee and depositary activities
Effective Date: 18th November 2004
-
COB 11.6 Delegation to a permitted third party.
Chapter: Trustee and depositary activities
Effective Date: 1st December 2001
-
COB 2.4 Chinese walls
Chapter: Rules which apply to all firms conducting designated investment business
Effective Date: 20th September 2001