To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).
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COB 2.4 Chinese walls
Chapter: Rules which apply to all firms conducting designated investment business
Effective Date: 20th September 2001
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COB 2.3 Reliance on others
Chapter: Rules which apply to all firms conducting designated investment business
Effective Date: 18th December 2003
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COB 6.1 Product disclosure
Chapter: Product disclosure and the customer's right to cancel or withdraw
Effective Date: 18th April 2002
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COB 11.2 Relationship with the scheme
Chapter: Trustee and depositary activities
Effective Date: 17th July 2003
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COB 11.6 Delegation to a permitted third party.
Chapter: Trustee and depositary activities
Effective Date: 1st December 2001
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COB 6.3 Post-sale confirmation: life policies
Chapter: Product disclosure and the customer's right to cancel or withdraw
Effective Date: 20th September 2001
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COB 11.7 Record Keeping
Chapter: Trustee and depositary activities
Effective Date: 1st December 2001
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COB 10.2 Application of general COB rules
Chapter: Operators of collective investment schemes
Effective Date: 20th September 2001
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COB 5.1 Advising on packaged products
Chapter: Advising and selling
Effective Date: 18th November 2004
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SUP 13.4 Providing cross border services into another EEA State
Chapter: Exercise of passport rights by UK firmsExercise of passport rights by UK firms [deleted]
Effective Date: 18th October 2001
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SUP 13.7 Changes to cross border services
Chapter: Exercise of passport rights by UK firmsExercise of passport rights by UK firms [deleted]
Effective Date: 21st June 2001
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COB 8.1 Confirmation of transactions
Chapter: Reporting to customers
Effective Date: 20th September 2001