To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).
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COB 11.6 Delegation to a permitted third party.
Chapter: Trustee and depositary activities
Effective Date: 1st December 2001
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COB 11.2 Relationship with the scheme
Chapter: Trustee and depositary activities
Effective Date: 17th July 2003
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COB 2.3 Reliance on others
Chapter: Rules which apply to all firms conducting designated investment business
Effective Date: 18th December 2003
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COB 11.3 Packaged products
Chapter: Trustee and depositary activities
Effective Date: 18th November 2004
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COB 9.2 These provisions have been moved to the Client Assets sourcebook (CASS)
Chapter: Client assets
Effective Date: 17th July 2003
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COLL 5.2 General investment powers and limits for UCITS schemes
Chapter: Investment and borrowing powers
Effective Date: 1st April 2004
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COB 11.7 Record Keeping
Chapter: Trustee and depositary activities
Effective Date: 1st December 2001
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COB 9.4 These provisions have been moved to the Client Assets sourcebook (CASS)
Chapter: Client assets
Effective Date: 17th July 2003
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COB 6.1 Product disclosure
Chapter: Product disclosure and the customer's right to cancel or withdraw
Effective Date: 18th April 2002
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COB 6.3 Post-sale confirmation: life policies
Chapter: Product disclosure and the customer's right to cancel or withdraw
Effective Date: 20th September 2001
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COB 9.1 These provisions have been moved to the Client Assets sourcebook (CASS)
Chapter: Client assets
Effective Date: 18th July 2002
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COB 5.1 Advising on packaged products
Chapter: Advising and selling
Effective Date: 18th November 2004
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SUP App 3.9 Mapping of the Investment Services Directive and Banking Consolidation Directive to the Regulated Activities Order
Chapter: Guidance on passporting issuesGuidance on passporting issues [deleted]
Effective Date: 20th May 2004
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SYSC 4.1 Application and purpose
Chapter: Guidance on Public Interest Disclosure Act: WhistleblowingGeneral organisational requirements [Note: Not mandatory for a common platform firm until 01/11/07. See SYSC TP1]2006/50General organisational requirements
Effective Date: 21st March 2002
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COB 9.3 These provisions have been moved to the Client Assets sourcebook (CASS)
Chapter: Client assets
Effective Date: 20th September 2001