COB 1.6 - Rule-making and Amending Instruments
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FSA 2007/11: Takeover Bids Directive (Consequential Amendments) Instrument 2007
Chapter: Glossary, IPRU-INV, COB, MAR, SUP, ENF
Effective Date: 25th January 2007
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FSA 2005/46: Simplified Prospectus (Amendment) Instrument 2005
Chapter: Glossary, COB
Effective Date: 15th September 2005
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FSA 2005/40: Conduct of Business Sourcebook (Use of Dealing Commission) Instrument 2005
Chapter: Glossary, COB, MAR
Effective Date: 21st July 2005
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FSA 2005/15: Market Abuse Directive Instrument 2005
Chapter: Glossary, COB, MAR, SUP, REC
Effective Date: 17th March 2005
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FSA 2004/67: Distance Marketing Directive (Amendment) Instrument 2004
Chapter: COB, CASS, CRED, ECO, PROF, Glossary
Effective Date: 16th September 2004
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FSA 2004/39: Distance Marketing Directive Instrument 2004
Chapter: COB, ICOB, MCOB, MAR, AUTH, CRED, ECO, PROF, ELM, Glossary
Effective Date: 15th April 2004
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FSA 2004/24: Conflicts of Interest (Investment Research) Instrument 2004
Chapter: COB, Glossary
Effective Date: 18th March 2004
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FSA 2003/90: Client Assets Sourcebook Instrument 2003
Chapter: Reader's guide, SYSC, COB, MAR, AUTH, SUP, ENF, CIS, CRED, ELM, LLD, PROF, EMPS, FREN, OMPS, SERV, Glossary
Effective Date: 18th December 2003
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FSA 2003/70: Conflicts of Interest (Corporate Finance and Investment Analysts) Instrument 2003
Chapter: COB, Glossary
Effective Date: 15th October 2003
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FSA 2003/45: Alternative Trading Systems Instrument 2003 - Note that this instrument has been corrected to substitute 'customers' for 'consumers' in MAR 5 Annex 1G, requirements 8(2) and (3).
Chapter: Reader's Guide, COB, MAR, AUTH, CRED, ELM, EMPS, FREN, OMPS, SERV, Glossary
Effective Date: 19th June 2003
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FSA 2003/1: Statutory Status Disclosure Instrument 2003
Chapter: AUTH, COB, CRED, ECO, GEN, Glossary, PROF
Effective Date: 16th January 2003
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FSA 2001/31: Conduct of Business Sourcebook (Amendment) Instrument 2001
Chapter: COB
Effective Date: 20th September 2001
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FSA 2001/44: Energy Market Participants and Oil Market Participants (Consequential Amendments) Instrument 2001
Chapter: COB, Glossary, SUP
Effective Date: 20th September 2001