CASS SCH 2 - Rule-making and Amending Instruments
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FOS 2018/6: Claims Management Instrument 2018
Chapter: Glossary, SUP, DISP, GEN, SYSC, PRIN, BCOBS, CASS, CONC, PERG, CMCOB, FCG, WDPG
Effective Date: 17th December 2018
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FCA 2018/56: Claims Management Instrument 2018
Chapter: Glossary, SUP, DISP, GEN, SYSC, PRIN, BCOBS, CASS, CONC, PERG, CMCOB, FCG, WDPG
Effective Date: 17th December 2018
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FCA 2017/39: Conduct, Perimeter Guidance and Miscellaneous Provisions (MiFID 2) Instrument 2017
Chapter: MAR, PR, LR, TC, FIT, SUP, PERG, DISP, GEN, PROF, SYSC, REC, PRIN, DTR, CASS, COBS, DEPP, BCOBS, FUND, COLL, PROD
Effective Date: 3rd July 2017
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FCA 2016/61: UCITS V Level 2 Regulation Instrument 2016
Chapter: Glossary, SUP, CASS, SYSC, COLL
Effective Date: 23rd September 2016
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FCA 2016/24: Client Assets Sourcebook (Amendment No 9) Instrument 2016
Chapter: Glossary, SUP, CASS, SYSC
Effective Date: 21st March 2016
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FCA 2015/50: Handbook Administration (No 39) Instrument
Chapter: Glossary, MCOB, LR, FEES, SUP, MIPRU, BIPRU, CASS, APER, COCON, CONC, PERG
Effective Date: 23rd October 2015
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FCA 2014/37: Handbook Administration (No 34) Instrument 2014
Chapter: Glossary, FEES, BIPRU, CASS, SUP, DISP, CONC, FUND, PERG
Effective Date: 26th June 2014
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FCA 2014/36: Client Assets Sourcebook (Amendment No 5) Instrument 2014
Chapter: Glossary, COBS, CASS, SUP
Effective Date: 5th June 2014
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FCA 2014/21: Handbook Administration (No 33) Instrument 2014
Chapter: Glossary, SYSC, BIPRU, IFPRU, MIPRU, IPRU-INV, COBS, MCOB, CASS, SUP, DISP, CONC, REC, PERG
Effective Date: 27th March 2014
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FCA 2014/12: Consumer Credit (Consequential and Supplementary Amendments) Instrument 2014
Chapter: Glossary, PRIN, SYSC, COND, GEN, COBS, MCOB, CASS, SUP, DEPP, DISP, CREDS, CONC, BSOG, EG, FC, PERG, UNFCOG
Effective Date: 27th February 2014
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FCA 2013/51: Alternative Investment Fund Managers Directive Instrument 2013
Chapter: PRIN, SYSC, GEN, FEES, GENPRU, BIPRU, UPRU, IPRU-INV, COBS, CASS, SUP, DISP, COMP, FUND, PERG
Effective Date: 27th June 2013
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FSA 2012/65: Client Assets Sourcebook (Firm Classification, Operational Overnight, and Mandate Rules) Instrument 2012
Chapter: Glossary, CASS, SUP
Effective Date: 31st October 2012
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FSA 2012/20: Client Assets Sourcebook (Resolution Pack) Instrument 2012
Chapter: Glossary, CASS
Effective Date: 21st March 2012
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FSA 2011/26: Client Assets Reporting (Amendment) Instrument 2011
Chapter: CASS, SUP
Effective Date: 28th April 2011
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FSA 2010/52: Client Assets Sourcebook (Enhancement) Instrument 2010
Chapter: Glossary, CASS, SUP
Effective Date: 13th October 2010
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FSA 2008/45: Client Assets Sourcebook (Common Platform Provisions) Instrument 2008
Chapter: Glossary, COBS, CASS
Effective Date: 25th September 2008
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FSA 2007/4: Client Assets Sourcebook (MiFID Business) Instrument 2007
Chapter: SYSC, IPRU-INV, CASS, SUP
Effective Date: 25th January 2007
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FSA 2004/1: Insurance Mediation and Mortgage Mediation, Lending and Administration (Prudential Provisions) Instrument 2004
Chapter: PRIN, SYSC, COND, PRU, CASS, AUTH, SUP, ENF, COMP, Glossary
Effective Date: 15th January 2004
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FSA 2003/90: Client Assets Sourcebook Instrument 2003
Chapter: Reader's guide, SYSC, COB, MAR, AUTH, SUP, ENF, CIS, CRED, ELM, LLD, PROF, EMPS, FREN, OMPS, SERV, Glossary
Effective Date: 18th December 2003