To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).
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CASS 6.1 Application
Chapter: Custody : MiFID business rules2008/45
Effective Date: 25th October 2007
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CASS 5.5 Segregation and the operation of client money accounts
Chapter: Client money and mandates2007/4: insurance mediation activity
Effective Date: 16th December 2004
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CASS 9.1 Application
Chapter: Prime brokerageFCA 2014/36Information to clientsFCA 2014/36
Effective Date: 13th October 2010
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CASS 5.6 Client money distribution
Chapter: Client money and mandates2007/4: insurance mediation activity
Effective Date: 18th November 2004
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CASS 7A.3 Secondary pooling events
Chapter: Client money distribution
Effective Date: 25th March 2010
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CASS 1A.1 Application
Chapter: CASS firm classification and operational oversight
Effective Date: 13th October 2010
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CASS 7A.2 Primary pooling events
Chapter: Client money distribution
Effective Date: 1st January 2009
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CASS 6.3 Depositing assets and arranging for assets to be deposited with third parties
Chapter: Custody : MiFID business rules2008/45
Effective Date: 25th January 2007
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CASS 5.1 Application
Chapter: Client money and mandates2007/4: insurance mediation activity
Effective Date: 15th January 2004
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CASS 1.2 General application: who? what?
Chapter: Application and general provisions
Effective Date: 18th December 2003
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CASS 6.2 Holding of client assets
Chapter: Custody : MiFID business rules2008/45
Effective Date: 25th January 2007
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CASS 1A.2 CASS firm classification
Chapter: CASS firm classification and operational oversight
Effective Date: 13th October 2010
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CASS 7A.1 Application and purpose
Chapter: Client money distribution
Effective Date: 25th September 2008
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CASS 5.2 Holding money as agent of insurance undertaking
Chapter: Client money and mandates2007/4: insurance mediation activity
Effective Date: 18th November 2004
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SUP 3.10 Duties of auditors: notification and report on client assets
Chapter: Auditors
Effective Date: 18th March 2004
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SUP 16.12 Integrated Regulatory Reporting
Chapter: Reporting requirements
Effective Date: 21st December 2006
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CASS 5.3 Statutory trust
Chapter: Client money and mandates2007/4: insurance mediation activity
Effective Date: 18th November 2004