To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).
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CASS 1.5 Application: electronic media and E-Commerce
Chapter: Application and general provisions
Effective Date: 1st December 2004
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MCOB 2.7 Application to electronic media and distance communications
Chapter: Conduct of business standards: general
Effective Date: 19th February 2004
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SYSC 3.2 Areas covered by systems and controls
Chapter: Systems and controlsSystems and Controls
Effective Date: 21st November 2002
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LR 15.2 Requirements for listing
Chapter: Investment entitiesClosed-Ended Investment Funds
Effective Date: 1st July 2005
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PERG 8.12 Exemptions applying to all controlled activities
Chapter: Financial promotion and related activities
Effective Date: 1st July 2005
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SUP 18.2 Insurance business transfers
Chapter: Transfers of business
Effective Date: 18th November 2004
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COB 11.2 Relationship with the scheme
Chapter: Trustee and depositary activities
Effective Date: 17th July 2003
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SYSC 4.1 Application and purpose
Chapter: Guidance on Public Interest Disclosure Act: WhistleblowingGeneral organisational requirements [Note: Not mandatory for a common platform firm until 01/11/07. See SYSC TP1]2006/50General organisational requirements
Effective Date: 21st March 2002
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MCOB 5.4 Illustrations: general
Chapter: Pre-application disclosure
Effective Date: 19th February 2004
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SUP 11.9 Changes in close links
Chapter: Controllers and close links
Effective Date: 18th November 2004
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LR 15.6 Authorised property unit trusts
Chapter: Investment entitiesClosed-Ended Investment Funds
Effective Date: 1st July 2005
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REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing
Chapter: Recognition requirements
Effective Date: 1st April 2003
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PERG 7.4 Does the article 54 exclusion apply?
Chapter: Periodical publications, news services and broadcasts: applications for certification
Effective Date: 1st July 2005