To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).
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GENPRU 2.2 Capital resources
Chapter: Capital [deleted]FCA 2021/39Capital
Effective Date: 21st December 2006
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BIPRU 8.6 Consolidated capital resources
Chapter: Group risk – consolidation
Effective Date: 21st December 2006
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BIPRU 8.7 Consolidated capital resources requirements
Chapter: Group risk – consolidation
Effective Date: 23rd September 2010
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SUP 16.23 Annual Financial Crime Report
Chapter: Reporting requirements
Effective Date: 29th July 2016
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COLL 5.2 General investment powers and limits for UCITS schemes
Chapter: Investment and borrowing powers
Effective Date: 20th January 2005
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SYSC 19D.3 Remuneration principles
Chapter: Dual-regulated firms Remuneration Code
Effective Date: 3rd May 2017
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SYSC 19A.3 Remuneration principles for IFPRU investment firms
Chapter: Remuneration Code
Effective Date: 2nd November 2011
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IFPRU 2.2 Internal capital adequacy assessment process
Chapter: Supervisory processes and governance [deleted]FCA 2021/39Supervisory processes and governance
Effective Date: 30th January 2014
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BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver
Chapter: Group risk – consolidation
Effective Date: 12th December 2013
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BIPRU 8.3 Scope and basic consolidation requirements for non-EEA sub-groups
Chapter: Group risk – consolidation
Effective Date: 21st December 2006
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BIPRU 8.5 Basis of consolidation
Chapter: Group risk – consolidation
Effective Date: 23rd September 2010
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CASS 7.13 Segregation of client money
Chapter: Client money : MiFID business rules2008/45
Effective Date: 5th June 2014
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SUP 10C.14 Changes to an FCA-approved person’s details
Chapter: FCA senior management regime for approved persons in relevant authorised persons
Effective Date: 23rd June 2015
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IFPRU 8.2 Large Exposures
Chapter: Prudential consolidation and large exposures [deleted]FCA 2021/39Prudential consolidation and large exposuresFCA 2013/76
Effective Date: 1st January 2014
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LR 14.3 Continuing obligations
Chapter: Secondary listing of overseas companies2009/54Secondary listing of companiesStandard listing (shares)2010/72009/54
Effective Date: 21st December 2006
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SUP 16.12 Integrated Regulatory Reporting
Chapter: Reporting requirements
Effective Date: 21st December 2006
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IFPRU 3.2 Capital
Chapter: Own funds [deleted]FCA 2021/39FCA 2013/74Own funds
Effective Date: 30th January 2014
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SUP 15.3 General notification requirements
Chapter: Notifications to the FCANotifications to the FSANotifications to the FCA or PRAFCA_2013_16_PRA_2013/11
Effective Date: 16th December 2004