AUTH 5 ANNEX 3 - Rule-making and Amending Instruments
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FSA 2005/69: Fees Manual Instrument 2005
Chapter: Glossary, GEN, FEES, MAR, AUTH, SUP, DISP, COMP, CIS, COLL, CRED, PROF, REC, LR, PR, DTR
Effective Date: 15th December 2005
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FSA 2005/70: Passporting Instrument 2005
Chapter: Glossary, SYSC, PRU, AUTH, SUP, DEC, CIS, ECO, PERG
Effective Date: 15th December 2005
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FSA 2005/37: Listing and Prospectus rules (Consequential Amendments) Instrument 2005
Chapter: Glossary, IPRU-BSOC, IPRU-FSOC, IPRU-INS, IPRU-INV, COB, ICOB, MCOB, MAR, AUTH, SUP, ENF, DEC, CIS, CRED, ELM, REC, LR, PR, DTR
Effective Date: 16th June 2005
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FSA 2005/32: Perimeter Guidance (Handbook Amendment) Instrument 2005
Chapter: Glossary, COB, ICOB, MCOB, AUTH, COLL
Effective Date: 16th June 2005
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FSA 2004/98: Integrated Prudential Sourcebook (Insurers and Other Amendments) (Consequential Amendments) Instrument 2004
Chapter: SYSC, COND, GEN, IPRU-BANK, IPRU-BSOC, IPRU-FSOC, IPRU-INS, ICOB, MAR, AUTH, SUP, ENF, CRED, ELM, Glossary
Effective Date: 16th December 2004
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FSA 2004/89: Depolarisation Instrument 2004
Chapter: GEN, COB, ICOB, MCOB, CASS, TC, AUTH, SUP, DISP, CRED, PROF, Glossary
Effective Date: 18th November 2004
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FSA 2004/71: Insurance Mediation and Mortgage Mediation, Lending and Administration (Miscellaneous Amendment) Instrument 2004
Chapter: AUTH, SUP, PRU, IPRU-INV, TC
Effective Date: 16th September 2004
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FSA 2004/39: Distance Marketing Directive Instrument 2004
Chapter: COB, ICOB, MCOB, MAR, AUTH, CRED, ECO, PROF, ELM, Glossary
Effective Date: 15th April 2004
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FSA 2004/34: New Collective Investment Schemes Sourcebook (Consequential Amendments) Instrument 2004
Chapter: SYSC, GEN, IPRU-INS, IPRU-INV, COB, ICOB, AUTH, SUP, ENF, DEC, CIS, CRED, ELM, Glossary
Effective Date: 18th March 2004
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FSA 2004/1: Insurance Mediation and Mortgage Mediation, Lending and Administration (Prudential Provisions) Instrument 2004
Chapter: PRIN, SYSC, COND, PRU, CASS, AUTH, SUP, ENF, COMP, Glossary
Effective Date: 15th January 2004
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FSA 2004/8: Insurance: Conduct of Business Sourcebook (Consequential Amendments to the Handbook) Instrument 2004
Chapter: Reader's Guide, COND, GEN, MCOB, TC, ML, AUTH, SUP, DISP, CRED, ECO, ELM, Glossary
Effective Date: 15th January 2004
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FSA 2003/90: Client Assets Sourcebook Instrument 2003
Chapter: Reader's guide, SYSC, COB, MAR, AUTH, SUP, ENF, CIS, CRED, ELM, LLD, PROF, EMPS, FREN, OMPS, SERV, Glossary
Effective Date: 18th December 2003
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FSA 2003/97: Handbook Structure (Special Guides) Instrument 2003
Chapter: Reader's guide, AUTH, ECO, ELM, EMPS, FREN, OMPS, SERV, Glossary
Effective Date: 18th December 2003
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FSA 2003/72: Mortgages: Conduct of Business Sourcebook (Consequential Amendments to the Handbook) Instrument 2003
Chapter: GEN, COB, TC, ML, AUTH, DISP, COMP, ECO, ELM, PROF, EMPS, FREN, OMPS, SERV, Reader's guide, Reader's Short Guide, Glossary
Effective Date: 15th October 2003
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FSA 2003/45: Alternative Trading Systems Instrument 2003 - Note that this instrument has been corrected to substitute 'customers' for 'consumers' in MAR 5 Annex 1G, requirements 8(2) and (3).
Chapter: Reader's Guide, COB, MAR, AUTH, CRED, ELM, EMPS, FREN, OMPS, SERV, Glossary
Effective Date: 19th June 2003
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FSA 2003/35: Authorisation Manual (Amendment No 6) Instrument 2003
Chapter: AUTH
Effective Date: 15th May 2003
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FSA 2003/1: Statutory Status Disclosure Instrument 2003
Chapter: AUTH, COB, CRED, ECO, GEN, Glossary, PROF
Effective Date: 16th January 2003
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FSA 2002/78: Supervision Manual (Amendment No 10 and Consequential Amendments to the Handbook) Instrument 2002
Chapter: AUTH, SUP, TC
Effective Date: 21st November 2002
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FSA 2002/49: Electronic Commerce Directive Instrument 2002
Chapter: AUTH, COB, ECO, EMPS, ENF, FREN, GEN, Glossary, OMPS, SERV
Effective Date: 18th July 2002
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FSA 2002/16: Whistleblowing Instrument 2002
Chapter: AUTH, CRED, SYSC
Effective Date: 21st March 2002