APER 3.1 - Rule-making and Amending Instruments
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FCA 2024/24: UK Listing Rules (Consequential Amendments) Instrument 2024
Chapter: Glossary, DTR, FEES, APER, COBS, DEPP, COCON, EG, ESG
Effective Date: 11th July 2024
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FCA 2020/23: Individual Accountability (FCA-Authorised Benchmark Firms) Instrument 2020
Chapter: Glossary, COND, APER, FIT, SUP, SYSC, MAR, COCON
Effective Date: 2nd June 2020
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FCA 2019/105: Listing Rules and Disclosure Guidance and Transparency Rules (Miscellaneous Amendments No 2) Instrument 2019
Chapter: Glossary, LR, APER, DTR, DEPP
Effective Date: 13th December 2019
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FCA 2019/81: Individual Accountability (FCA-Authorised Firms) Instrument 2019
Chapter: Glossary, FIT, SUP, DISP, APER, SYSC, EMPS, OMPS, SERV, CASS, CREDS, BENCH, IFPRU, COCON, CMCOB
Effective Date: 26th July 2019
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FCA 2018/45: Individual Accountability (Dual-Regulated Firms) Instrument 2018
Chapter: Glossary, COND, TC, APER, FIT, SUP, GEN, SYSC, MIPRU, COBS, CASS, MAR, IFPRU, COCON
Effective Date: 28th September 2018
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FCA 2015/51: Corporate Governance Code and Miscellaneous Amendments Instrument 2015
Chapter: Glossary, APER, LR, DTR, SYSC
Effective Date: 23rd October 2015
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FCA 2015/43: Individual Accountability (Solvency II and Consequentials) Instrument
Chapter: Glossary, SYSC, COND, APER, TC, GEN, COCON, MIPRU, CASS, SUP, DISP, CONC, FIT, BENCH, FC, PERG
Effective Date: 13th August 2015
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FCA 2013/21 PRA2013/16: Legal Cutover (Approved Persons) Instrument 2013
Chapter: APER, SUP
Effective Date: 19th March 2013
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FSA 2010/39: UK Corporate Governance Code (Handbook Amendments) Instrument 2010
Chapter: Glossary, SYSC, APER, LR, DTR, BSOG
Effective Date: 22nd July 2010
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FSA 2008/40: Senior Management Arrangements, Systems and Controls (Extension of Common Platform Provisions) Instrument 2008
Chapter: SYSC, APER, FIT, MIPRU, IPRU-BSOC, IPRU-INV, COBS, ICOBS, SUP, COLL, CRED, ELM, PERG
Effective Date: 25th September 2008
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FSA 2007/47: Decision Procedure and Penalties Manual (Consequential Amendments) Instrument 2007
Chapter: Glossary, SYSC, COND, APER, GEN, FEES, IPRU-INV, COB, ICOB, MCOB, MAR, SUP, ENF, DEC, COLL, CRED, ECO, ELM, PROF, REC, LR, PR, DTR
Effective Date: 26th July 2007
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FSA 2005/9: Handbook Administration Instrument 2005
Chapter: Glossary, APER, GEN, IPRU-INV, COB, CASS, MAR, TC, ML, AUTH, SUP, ENF, DISP, COMP, CIS, CRED, ECO, LLD, REC
Effective Date: 17th February 2005