Latest News, Updates and Changes
CONC 5D.2 Obligation to identify and monitor repeat use of overdrafts
This piece of Handbook content was changed by an instrument this month.
Effective Date: 4th November 2024
CONC 5D.2 Obligation to identify and monitor repeat use of overdrafts
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MCOB 15.3 Further provisions about the application of MCOB where agreements are facilitated by a P2P platform
This piece of Handbook content was changed by an instrument this month.
Effective Date: 4th November 2024
MCOB 15.3 Further provisions about the application of MCOB where agreements are facilitated by a P2P platform
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MCOB 15.4 Modifications
This piece of Handbook content was changed by an instrument this month.
Effective Date: 4th November 2024
MCOB 15.4 Modifications
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FEES 4A.2 Obligation to pay periodic fees
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st April 2024
FEES 4A.2 Obligation to pay periodic fees
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FEES 7B.2 The DA levy
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st April 2024
FEES 7B.2 The DA levy
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securitisation repository
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st November 2024
securitisation repository
(in FEES and in SECN 223 ) has the meaning in regulation 3(1) of the Securitisation Regulations 2024 223 .
trade repository
This piece of Handbook content was changed by an instrument this month.
Changes to this piece of Handbook content became effective this month.
Effective Date: 1st May 2024
trade repository
98 (in FEES ) a legal person that centrally collects and maintains the records of derivatives or securities financing transactions .
trade repository
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st November 2024
trade repository
118 (1) (in FEES ) a legal person that centrally collects and maintains the records of derivatives or securities financing transactions . 118 (2) (in SECN ) has the meaning in regulation 14(5) of the…
PERG 16.5 How AIFMD affects other regulated activities
This piece of Handbook content was changed by an instrument this month.
Effective Date: 2nd April 2024
PERG 16.5 How AIFMD affects other regulated activities
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third party verifier
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st November 2024
third party verifier
118 has the meaning in regulation 3(1) of the Securitisation Regulations 2024 .
FUND 3.5 Investment in securitisation positions
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st November 2024
FUND 3.5 Investment in securitisation positions
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SYSC 25 Annex 1 Examples of the business activities and functions of an SMCR firm
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st November 2024
SYSC 25 Annex 1 Examples of the business activities and functions of an SMCR firm
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CONC 5.5A Creditworthiness assessment: P2P agreements
This piece of Handbook content was changed by an instrument this month.
Effective Date: 4th November 2024
CONC 5.5A Creditworthiness assessment: P2P agreements
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CONC 5.2A Creditworthiness assessment
This piece of Handbook content was changed by an instrument this month.
Effective Date: 4th November 2024
CONC 5.2A Creditworthiness assessment
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FEES 7A.3 The SFGB money advice levy and debt advice levy
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st April 2024
FEES 7A.3 The SFGB money advice levy and debt advice levy
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FEES 7A.4 The SFGB pensions guidance advice levy
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st April 2024
FEES 7A.4 The SFGB pensions guidance advice levy
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PROD 1.4 Application of PROD 4
This piece of Handbook content was changed by an instrument this month.
Effective Date: 5th April 2024
PROD 1.4 Application of PROD 4
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PROD 4.3 Distribution of insurance products
This piece of Handbook content was changed by an instrument this month.
Effective Date: 5th April 2024
PROD 4.3 Distribution of insurance products
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COBS 1.3 Insurance distribution
This piece of Handbook content was changed by an instrument this month.
Effective Date: 5th April 2024
COBS 1.3 Insurance distribution
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PROD 4.2 Manufacture of insurance products
This piece of Handbook content was changed by an instrument this month.
Effective Date: 5th April 2024
PROD 4.2 Manufacture of insurance products
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