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  • FEES 5.5B Case fees

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st April 2025

    FEES 5.5B Case fees

  • FEES 4 Annex 1A FCA activity groups, tariff bases and valuation dates

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st April 2025

    FEES 4 Annex 1A FCA activity groups, tariff bases and valuation dates

  • priority debt

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 4th November 2024

    priority debt

    87 (in MCOB , BCOBS , CONC 5.2A , CONC 5.5A , CONC 5D , CONC 6 and CONC 7 222 ) an obligation on the part of a consumer to make a payment: (a) where the remedies for a breach of that obligation potent…

  • FEES 5 Annex 2R Annual Levy Payable in Relation to the Voluntary Jurisdiction 2024/25

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st April 2025

    FEES 5 Annex 2R Annual Levy Payable in Relation to the Voluntary Jurisdiction 2024/25

  • DEPP 6A.1 Introduction

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st November 2024

    DEPP 6A.1 Introduction

  • DEPP Sch 4 Powers Exercised

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st November 2024

    DEPP Sch 4 Powers Exercised

  • DEPP Sch 3 Fees and other required payments

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st November 2024

    DEPP Sch 3 Fees and other required payments

  • DEPP 2 Annex 2 Supervisory notices

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st November 2024

    DEPP 2 Annex 2 Supervisory notices

  • over collateralisation

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st November 2024

    over collateralisation

    116 (1) (in RCB ) (as defined in Regulation 3(3) of the RCB Regulations ) the provision of additional assets that assist the payment from the relevant asset pool of claims attaching to a regulated cov…

  • DEPP 2.5 Provision for certain categories of decision

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st November 2024

    DEPP 2.5 Provision for certain categories of decision

  • DEPP 2 Annex 1 Warning notices and decision notices under the Act and certain other enactments

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st November 2024

    DEPP 2 Annex 1 Warning notices and decision notices under the Act and certain other enactments

  • DEPP 6.1 Introduction

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st November 2024

    DEPP 6.1 Introduction

  • retail client

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st November 2024

    retail client

    125 164 (1) (in SECN and 226 other than in relation to the provision of basic advice on stakeholder products or to credit-related regulated activities ) in accordance with COBS 3.4.1 R , a client who…

  • securitisation position

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st November 2024

    securitisation position

    120 (1) (in MIPRU 209 ) 132 180 an exposure to a securitisation within the meaning of paragraph (2) of the definition of securitisation; and so that: (a) where there is an exposure to different tranch…

  • securitisation special purpose entity

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st November 2024

    securitisation special purpose entity

    121 (1) [deleted] 209 180 132 [Note: article 4(44) of the Banking Consolidation Directive (Definitions)] 180 (2) (in MIPRU ) a corporation, trust or other entity that has the following characteristics…

  • traditional securitisation

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st November 2024

    traditional securitisation

    86 118 (1) a securitisation involving the transfer of the economic interest in the exposures being securitised through the transfer of ownership of those exposures from the originator to an SSPE or th…

  • tranche

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st November 2024

    tranche

    (1) 112 (in relation to a securitisation within the meaning of paragraph (2) of the definition of securitisation and for the purposes of MIPRU ) a contractually established segment of the credit risk…

  • originator

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st November 2024

    originator

    116 (-1) (other than in MIPRU ) has the meaning in regulation 3(1) of the Securitisation Regulations 2024 . 61 105 71 96 (1) (in MIPRU ) 116 in relation to a securitisation within the meaning of parag…

  • traditional securitisation

    This piece of Handbook content was changed by an instrument this month.

    Changes to this piece of Handbook content became effective this month.

    Effective Date: 1st May 2024

    traditional securitisation

    26 ( 86 for the purpose of 105 MIPRU 66 ) a securitisation (within the meaning of paragraph (2) of the definition of securitisation) involving the economic transfer of the exposures being securitised…

  • MCOB 13.5 Dealing with a customer in arrears or with a sale shortfall on a regulated mortgage contract

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 4th November 2024

    MCOB 13.5 Dealing with a customer in arrears or with a sale shortfall on a regulated mortgage contract