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MIFIDPRU TP 9 IFPRU waivers: transitional

01/12/2021
 Application
9.1RMIFIDPRU TP 9 applies to a non-SNI MIFIDPRU investment firm.
9.2RMIFIDPRU TP 9 applies where, immediately before 1 January 2022, a waiver given in relation to a rule listed in column A of the table in MIFIDPRU TP 9.5R has effect.
 Duration of transition
9.3RThis section applies to each waiver in MIFIDPRU TP 9.2R, until the direction given in respect of that waiver ceases to have effect on its terms, or is revoked, whichever is the earlier.
 Transitional
9.4REach waiver given in relation to a rule listed in column A of the table in MIFIDPRU TP 9.5R is treated as a waiver given to the firm in relation to the rule listed in the same row in column B of the table.
 Table
9.5RTable of FCA rules



 

Column AColumn B
SYSC 4.3A.8RMIFIDPRU 7.3.5R
SYSC 7.1.18RMIFIDPRU 7.3.1R
SYSC 19A.3.12RMIFIDPRU 7.3.3R