CHAPTER II DETAILS OF THE INFORMATION ON NET SHORT POSITIONS TO BE NOTIFIED AND DISCLOSED (ARTICLE 9 OF REGULATION (EU) No 236/2012)
Article 2 Notification of net short positions in shares, sovereign debt and uncovered sovereign credit default swaps to competent authorities
- (1)
A notification made under Article 5(1), Article 7(1) or Article 8 of Regulation (EU) No 236/2012 shall contain the information specified in Table 1 of Annex I to this Regulation.
The notification shall be made using a form issued by the FCA which shall take the format set out in Annex II.
- (2)
Where the FCA has secure systems in place that allow it to fully identify the person filing the notification and the position holder, including all the information contained in fields 1 to 7 of Table 1 of Annex I, the corresponding fields in the form may be left blank in the notification format.
- (3)
A natural or legal person who has submitted a notification referred to in paragraph 1 which contains an error shall send, on becoming aware of the error, a cancellation to the relevant FCA.
The cancellation shall be made using a form issued by the FCA which shall take the format set out in Annex III.
The natural or legal person concerned shall submit a new notification in accordance with paragraphs 1 and 2 if necessary.