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    2024-12-18

CHAPTER IV INVESTMENT FIRMS ACTING AS GENERAL CLEARING MEMBERS

Article 24 Systems and controls of investment firms acting as general clearing members(Article 17(6) of Directive 2014/65/EU)

Any systems used by an investment firm acting as a general clearing member ("clearing firm") to support the provision of its clearing services to its clients shall be subject to appropriate due diligence assessments, controls and monitoring.