Article 8 Controlled deployment of algorithms(Article 17(1) of Directive 2014/65/EU)

Before deployment of a trading algorithm, an investment firm shall set predefined limits on:

1. (a)

   the number of financial instruments being traded;

2. (b)

   the price, value and numbers of orders;

3. (c)

   the strategy positions; and

4. (d)

   the number of trading venues to which orders are sent.