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  1. Point in time
    2024-12-18

Article 15 Inventory and mitigation of conflicts of interest

  1. (1)

    An application for registration as a trade repository shall contain an up-to-date inventory, at the time of the application, of existing material conflicts of interest in relation to any ancillary or other related services provided by the applicant and a description of how these are being managed.

  2. (2)

    Where an applicant is part of a group, the inventory shall include any material conflicts of interest arising from other undertakings within the group and how these conflicts are being managed.