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  1. Point in time
    2024-12-18

Article 6 Corporate governance

  1. (1)

    An application for registration as a trade repository shall contain information regarding the applicant’s internal corporate governance policies and the procedures and terms of reference which govern its senior management, including the board, its non-executive members and, where established, committees.

  2. (2)

    That information shall include a description of the selection process, appointment, performance evaluation and removal of senior management and members of the board.

  3. (3)

    Where the applicant adheres to a recognised corporate governance code of conduct, the application for registration as a trade repository shall identify the code and provide an explanation for any situations where the applicant deviates from the code.