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Article 5 Data to be provided

  1. (1)

    Registered credit rating agencies shall provide to the FCA the items set out in Article 2(2) and (3), and the data set out in Tables 1 to 4 of Annex I, as well as the pricing policies, fee schedules, fee programmes and procedures in separate files.

  2. (2)

    Registered credit rating agencies shall provide to the FCA the data set out in Tables 1 and 2 of Annex II for fees data on each individual credit rating issued and the fees charged for credit ratings and any ancillary services per client in accordance with Article 3(1).

  3. (3)

    Registered credit rating agencies that have provided credit ratings on a subscriber or investor-pays model shall provide to the FCA the data set out in Table 1 of Annex III for each client of the credit ratings services provided, in accordance with Article 3(2).

  4. (4)

    The data specified in Tables 1 to 4 of Annex I, Tables 1 and 2 of Annex II, and Table 1 of Annex III shall be submitted to the FCA in separate files.