ANNEX V INFORMATION TO BE PRESENTED WITH REGARD TO CORPORATE GOVERNANCE (Article 12)
- (1)
Identification of the members of the board and other committees as established in Article 12(3):
Identification of the member
Body (board, audit committee, remunerations committee, etc.) and position (Chair, vice-chair, member)
Body of other undertakings where the person is a member and position
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- (2)
Identification of the independent members of the board as established in Article 12(3) and justification of their independence if they are independent members and of their in-depth knowledge and experience at a senior level of the market in structured finance instruments, where the credit agency applies to issue credit ratings of structured finance products, according to Section A(2) of Annex I to Regulation (EC) No 1060/2009:
Identification of the member
Body (board)
Independent member (YES/NO) and if YES, provide justification
Experience in structured finance instruments (YES/NO) and if YES, provide justification
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- (3)
A credit rating agency shall provide to the FCA a copy of the following documents as established in Article 12(4):
- (a)
the last three sets of minutes of the meetings of the board;
- (b)
the most recent minutes of the meetings of any other committees, such as the remuneration or strategy committees; and
- (c)
the last three opinions or reports presented to the board by the independent members.
- (a)