FCA Handbook - Technical Standards

Technical standards modules

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Alternative Investment Fund Managers Directive

01/01/2021

Bank Recovery and Resolution Directive

01/01/2021

Benchmarks Regulation

01/01/2021

Capital Requirements Directive/Regulation

01/01/2021

Credit Ratings Agencies Regulation

01/11/2024

European Long-term Investment Funds Regulation

01/01/2024

European Market Infrastructure Regulation

29/05/2026

European Social Entrepreneurship Funds Regulation

01/01/2021

European Venture Capital Funds Regulation

01/01/2021

Financial Conglomerates Directive

01/01/2022

Fourth Money Laundering Directive

01/01/2021

Insurance Distribution Directive

06/04/2024

Market Abuse Regulation

30/09/2024

Markets in Financial Instruments Directive/Regulation

31/07/2026

2016 | Commission Delegated Regulation (EU) 2016/2020

01/01/2021

2016 | Commission Delegated Regulation (EU) 2016/2021

01/01/2021

2016 | Commission Delegated Regulation (EU) 2016/2022

01/01/2021

2016 | Commission Implementing Regulation (EU) 2016/824

01/01/2021

2017 | Commission Delegated Regulation (EU) 2017/1943

01/01/2021

2017 | Commission Delegated Regulation (EU) 2017/1946

01/01/2021

2017 | Commission Delegated Regulation (EU) 2017/2154

01/01/2021

2017 | Commission Delegated Regulation (EU) 2017/2194 [revoked]

01/12/2024

2017 | Commission Delegated Regulation (EU) 2017/2417

30/06/2025

2017 | Commission Delegated Regulation (EU) 2017/566

01/01/2021

2017 | Commission Delegated Regulation (EU) 2017/568

01/01/2021

2017 | Commission Delegated Regulation (EU) 2017/569

01/01/2021

2017 | Commission Delegated Regulation (EU) 2017/570

01/01/2021

2017 | Commission Delegated Regulation (EU) 2017/571 [revoked]

05/04/2024

2017 | Commission Delegated Regulation (EU) 2017/572

01/01/2021

2017 | Commission Delegated Regulation (EU) 2017/573

01/01/2021

2017 | Commission Delegated Regulation (EU) 2017/574

01/01/2021

2017 | Commission Delegated Regulation (EU) 2017/575 [deleted]

01/12/2021

2017 | Commission Delegated Regulation (EU) 2017/576 [deleted]

01/12/2021

2017 | Commission Delegated Regulation (EU) 2017/577

31/07/2026

2017 | Commission Delegated Regulation (EU) 2017/578

01/01/2021

2017 | Commission Delegated Regulation (EU) 2017/579

01/01/2021

2017 | Commission Delegated Regulation (EU) 2017/580

01/01/2021

2017 | Commission Delegated Regulation (EU) 2017/581

01/01/2021

2017 | Commission Delegated Regulation (EU) 2017/582

01/01/2021

2017 | Commission Delegated Regulation (EU) 2017/583 [revoked]

04/10/2024

2017 | Commission Delegated Regulation (EU) 2017/584

01/01/2021

2017 | Commission Delegated Regulation (EU) 2017/585

01/01/2021

2017 | Commission Delegated Regulation (EU) 2017/586 [revoked]

01/01/2021

2017 | Commission Delegated Regulation (EU) 2017/587

30/03/2026

2017 | Commission Delegated Regulation (EU) 2017/588

04/10/2024

2017 | Commission Delegated Regulation (EU) 2017/589

23/10/2025

2017 | Commission Delegated Regulation (EU) 2017/590

06/07/2026

Preamble

01/01/2021

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Article -3 Definitions

01/01/2021

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Article -2 Application

01/01/2021

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Article -1 Interpretation

01/01/2021

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Article 1 Data standards and formats for transaction reporting

01/01/2021

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Article 2 Meaning of transaction

01/04/2022

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Article 3 Meaning of execution of a transaction

01/01/2021

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Article 4 Transmission of an order

01/01/2021

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Article 5 Identification of the investment firm executing a transaction

01/01/2021

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Article 6 Designation to identify natural persons

01/01/2021

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Article 7 Details of the identity of the client and identifier and details for the decision maker

01/01/2021

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Article 8 Identification of person or computer algorithm responsible for the investment decision

01/01/2021

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Article 9 Identification of person or computer algorithm responsible for execution of a transaction

01/01/2021

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Article 10 Designation to identify an applicable waiver

01/01/2021

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Article 11 Designation to identify a short sale

01/01/2021

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Article 12 Reporting of an execution for a combination of financial instruments

01/01/2021

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Article 13 Conditions upon which legal entity identifiers are to be developed, attributed and maintained

01/01/2021

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Article 14 Reporting transactions executed by branches

01/01/2021

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Article 15 Methods and arrangements for reporting financial transactions

01/01/2021

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Article 17 Entry into force and application

01/01/2021

01/01/2021

06/07/2026

ANNEX II National client identifiers for natural persons to be used in transaction reports

01/01/2021

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2017 | Commission Delegated Regulation (EU) 2017/591 [revoked]

06/07/2026

2017 | Commission Delegated Regulation (EU) 2017/592

27/05/2022

2017 | Commission Implementing Regulation (EU) 2017/1005

01/01/2021

2017 | Commission Delegated Regulation (EU) 2017/1018 [revoked]

01/01/2021

2017 | Commission Implementing Regulation (EU) 2017/1093 [revoked]

06/07/2026

2017 | Commission Implementing Regulation (EU) 2017/1110 [revoked]

05/04/2024

2017 | Commission Implementing Regulation (EU) 2017/1111 [revoked]

01/01/2021

2017 | Commission Implementing Regulation (EU) 2017/1945

01/01/2021

2017 | Commission Implementing Regulation (EU) 2017/953 [revoked]

06/07/2026

2017 | Commission Implementing Regulation (EU) 2017/980 [revoked]

01/01/2021

2017 | Commission Implementing Regulation (EU) 2017/981 [revoked]

01/01/2021

2017 | Commission Implementing Regulation (EU) 2017/988 [revoked]

01/01/2021

2017 | Commission Implementing Regulation (EU) 2017/2382 [revoked]

01/01/2021

2017 | Commission Implementing Regulation (EU) 2017/1944 [revoked]

01/01/2021

Money Market Funds Regulation

01/01/2021

Packaged Retail and Insurance-based Investment Products Regulation

24/06/2022

Payment Accounts Directive

30/10/2024

Payment Services

19/03/2026

Payment Services Directive

01/01/2021

Prospectus Regulation

01/01/2021

Securities Financing Transactions Regulation

01/01/2021

Securitisation Regulation

01/01/2021

Short Selling Regulation

01/01/2021

Transparency Directive

28/07/2023

Undertakings in Collective Investment Schemes Directive

01/01/2021