Regulatory/Registry Guides
These are guides to regulatory topics:
Regulatory guide title | Reference code |
---|---|
The Collective Investment Scheme Information Guide | COLLG |
The Enforcement Guide | EG |
Financial Crime Guide: A firm’s guide to countering financial crime risks | FCG |
Financial Crime Thematic Reviews | FCTR |
The Perimeter Guidance Manual | PERG |
FCA Registration Function under the Co-operative and Community Benefit Societies Act 2014 Guide | RFCCBS |
The Responsibilities of Providers and Distributors for the Fair Treatment of Customers | RPPD |
The Unfair Contract Terms and Consumer Notices Regulatory Guide | UNFCOG |
The Wind-down Planning Guide | WDPG |
The MiFID 2 Onshoring Guide | M2G |