Related provisions for SUP 17A.2.5
1 - 4 of 4 items.
1This chapter applies to:(1) a MiFID investment firm (excluding a collective portfolio management investment firm) which:(a) executes transactions in a reportable financial instrument; and(b) is required under article 26(1) of MiFIR to report its transactions to the FCA;(2) an operator of a trading venue:(a) through whose systems and platforms a transaction in a reportable financial instrument is executed by a person not subject to MiFIR; and(b) which is required under article
1GEN 2.2.22AR has the effect of requiring third country investment firms to comply with the transaction reporting requirements in article 26 of MiFIR and MiFID RTS 22 as though they were MiFID investment firms. [Note: article 27 of MiFIR and MiFID RTS 23 contain requirements about the supply of reference data that are directly applicable to a systematic internaliser in relation to financial instruments traded on its system or a trading venue in relation to financial instruments