Related provisions for REC 2.6.6B

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

7Schedule to the Recognition Requirements Regulations, Paragraph 4C(1)The [UK RIE] must make available to the public, without any charges, data relating to the quality of execution of transactions on the trading venues operated by the [UK RIE] on at least an annual basis. (2)Reports must include details about price, costs, speed and likelihood of execution for individual financial instruments.
Schedule to the Recognition Requirements Regulations, paragraphs 3 – 3H4Paragraph 3 – Systems and controls4(1)The [UK RIE] must ensure that the systems and controls, including procedures and arrangements,4 used in the performance of its functions and the functions of the trading venues it operates are adequate, effective4 and appropriate for the scale and nature of its business.(2)Sub-paragraph (1) applies in particular to systems and controls concerning - (a)the transmission