Related provisions for MCOB 7.1.6

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MCOB 9.4.12RRP
If the customer requests an illustration showing a term of the customer's choice, that illustration must be issued in addition to the illustration showing the term calculated in accordance with these rules8. The term chosen should be stated in Section 4 of the illustration "What you have told us".88
Table of rules in MCOB 5 replaced by rules in MCOB 9: This table belongs to MCOB 9.3.1RSubjectRule(s) or guidanceRule(s) or guidance replaced by:Accuracy of the illustrationMCOB 5.4.2R - MCOB 5.4.7GMCOB 9.3.5R - MCOB 9.3.10G4Providing anillustrationMCOB 5.5.15R - MCOB 9.3.12R - Content ofillustrationMCOB 5.6MCOB 9.4
Table of modified cross-references to other rules:This table belongs to MCOB 9.5.1 R.SubjectRule or guidanceReference in rule or guidanceTo be read as a reference to:Application: What? MCOB 6.1.5RMCOB 6MCOB 6 as modified by MCOB 9.5Content of offer documentMCOB 6.1.6GMCOB 5.6MCOB 9.4PurposeMCOB 6.2.1GMCOB 6MCOB 6 as modified by MCOB 9.5GeneralMCOB 6.3.2RRecordsMCOB 6.4.3RModifications to the illustrationMCOB 6.4.5GMCOB 6.4.4R(5)(b)MCOB 9.5.4R(6)(b)Modifications to the illustrationMCOB
Table of rules in MCOB 6 replaced by rules in MCOB 9:This table belongs to MCOB 9.5.1 RSubjectRuleRule replaced byModifications to the illustrationMCOB 6.4.4RMCOB 9.5.4R
COLL 12.3.5RRP
An EEA UCITS management company that manages a UCITS scheme must comply with the rules of the FCAHandbook which relate to the constitution and functioning of the UCITS scheme (the fund application rules), as follows:(1) the setting up and authorisation of the UCITS scheme (COLL 1 (Introduction), COLL 2 (Authorised fund applications), COLL 3 (Constitution), COLL 6.5 (Appointment and replacement of the authorised fund manager and the depositary), COLL 6.6 (Powers and duties of
Table of modified cross-references to other rules:This table belongs to MCOB 9.6.1R.SubjectRule or guidanceReference in rule or guidanceTo be read as a reference to:ApplicationMCOB 7.1.4RMCOB 7.6.7R - MCOB 7.7.4RMCOB 7.6.7R - MCOB 7.6.33G as modified by MCOB 9.8.5R - 9.8.9RApplicationMCOB 7.1.5RMCOB 7.5 - MCOB 7.7.4RMCOB 7.5 -MCOB 7.6.33G as modified by MCOB 9.8Information in more than one documentMCOB 7.3.3RMCOB 7MCOB 7 as modified by MCOB 9Frequency of statementsMCOB 7.5.6GMCOB
Guidance on the application provisions is in ICOBS 1 Annex 1 (Part 4).
GEN 4.2.2GRP
There are other pre-contract information requirements outside this chapter, including:(1) for financial promotions, inthe financial promotion rules;55(2) for designated investment business, inCOBS 8 (Client agreements), COBS 5 (Distance Communications), COBS 6 (Information about the firm, its services and remuneration), COBS 13 and 14 (which relate to product information)5 and CASS (Client assets);5(3) for non-investment insurance contracts3, distance communication requirements
3The following is a non-exhaustive list of rules and guidance in the Handbook that are relevant to a firm's management of operational risk: (1) COBS contains rules and guidance that can relate to the management of operational risk; for example, COBS 2 (Conduct of business obligations), COBS 4 (Communicating with clients, including financial promotions), COBS 6 (Information about the firm, its services and remuneration), COBS 7 (Insurance mediation), COBS 9 (Suitability (including
COLL 11.6.13RRP
Where the authorised fund manager of a feeder UCITS gives notice to the FCA under section 251 or section 261Q1 of the Act or regulation 21 of the OEIC Regulations that it intends to wind up the scheme, it must inform:(1) the unitholders of the feeder UCITS; and(2) where notice is given under COLL 11.6.5R (4) (Application for approval by a feeder UCITS where a master UCITS merges or divides), the authorised fund manager of the master UCITS;of its intention without undue delay.[Note:
1A firm must also comply with the rules in ICOBS 6 (Product Information).
CREDS 10.1.3RP
ModuleRelevance to Credit UnionsThe Principles for Businesses (PRIN)The Principles for Businesses (PRIN) set out 3high-level requirements 3imposed by the FCA3. They provide a general statement of regulatory requirements. The Principles apply to all9credit unions. In applying the Principles to credit unions, the FCA3 will be mindful of proportionality. In practice, the implications are likely to vary according to the size and complexity 3of the credit union.99999Senior Management
(1) Where, in relation to a regulated mortgage contract for a business purpose or a high net worth mortgage customer3 who is not a consumer under an MCD regulated mortgage contract4, a customer either:(a) seeks an immediate increase in the borrowing provided under the regulated mortgage contract; or(b) overdraws on the borrowing under the regulated mortgage contract;the further advance rules in MCOB 7.6.7 R to MCOB 7.6.17 R do not apply.(2) Where (1) applies, the firm must within