Related provisions for MAR 5.2.1
1 - 4 of 4 items.
1A firm4 must have:(1) transparent4 rules and procedures for fair and orderly trading;[Note: articles 18(1) and 19(1)4of MiFID](2) objective criteria for the efficient execution of orders which are established and implemented in non-discretionary rules4; [Note: articles 18(1) and 19(1)4 of MiFID](2A) arrangements for the sound management of the technical operations of the facility, including the establishment of effective contingency arrangements to cope with the risks of systems
1Where a transferable security, which has been admitted to trading on a regulated market, is also traded on an MTF without the consent of the issuer, the firm operating the MTF must not make the issuer subject to any obligation relating to initial, ongoing or ad hoc financial disclosure with regard to that MTF.[Note: article 18(8)4 of MiFID]
Schedule to the Recognition Requirements Regulations, Paragraph 9A-9H31(1)[A UK RIE] operating a multilateral trading facility or an organised trading facility3 must also operate a regulated market3.(2)[A UK RIE] operating a multilateral trading facility or an organised trading facility3 must comply with those requirements of-(a)Chapter I of Title II of [MiFID];3 and(b)any directly applicable EU legislation made under Chapter I;3which are applicable to a market operator3 ... operating
(1) This rule applies to a UK firm operating a multilateral trading facility or an OTF and a UK branch of a third country investment firm operating a multilateral trading facility or an OTF.(2) A firm must apply position management controls which enable an MTF or OTF at least to: (a) monitor the open interest positions of persons;(b) access information, including all relevant documentation, from persons about: (i) the size and purpose of a position or exposure entered into;(ii)