Related provisions for LR 9.2.12
1 - 11 of 11 items.
345(1) The Listing Principles in LR 7.2.1 R apply to every listed company in respect of all its obligations arising from the listing rules, disclosure requirements6, transparency rules and corporate governance rules.5(2) In addition to the Listing Principles referred to in (1), the Premium Listing Principles in LR 7.2.1A R apply to every listed company with a premium listing7in respect of all its obligations arising from the listing rules, disclosure requirements6, transparency
The Listing Principles and, if applicable, the Premium Listing Principles5 are designed to assist listed companies in identifying their obligations and responsibilities under the listing rules, disclosure requirements6, transparency rules and corporate governance rules.5 The Listing Principles and Premium Listing Principles5 should be interpreted together with relevant rules and guidance which underpin the Listing Principles and the Premium Listing Principles.55
If a listing rule refers to a requirement in legislation applicable to a listed company incorporated in the United Kingdom, a listedoverseas company must comply with the requirement so far as:(1) information available to it enables it to do so; and(2) compliance is not contrary to the law in its country of incorporation.
The Listing Principles are as follows:Listing3 Principle 1A listed company must take reasonable steps to establish and maintain adequate procedures, systems and controls to enable it to comply with its obligations.33Listing3 Principle 2A listed company must deal with the FCA in an open and co-operative manner.33Principle 3[deleted]33Principle 4[deleted]33Principle 5[deleted]33Principle 6[deleted]33
3The Premium Listing Principles are as follows:Premium Listing Principle 1A listed company must take reasonable steps to enable its directors to understand their responsibilities and obligations as directors.Premium Listing Principle 2A listed company must act with integrity towards the holders and potential holders of its premium listedsecurities5.Premium Listing Principle 3All equity shares in a class that has been admitted to premium listing must carry an equal number of votes
Listing Principle 13 is intended to ensure that listed companies have adequate procedures, systems and controls to enable them to comply with their obligations under the listing rules, disclosure requirements4, transparency rules and corporate governance rules.3 In particular, the FCA considers that listed companies should place particular emphasis on ensuring that they have adequate procedures, systems and controls in relation to, where applicable:333(1) identifying whether any
(1) 2If a listed company becomes aware of a matter described in (2) after the publication of a circular that seeks shareholder approval for a transaction expressly requiring a vote by the listing rules, but before the date of a general meeting, it must, as soon as practicable:(a) advise the FCA of the matters of which it has become aware; and(b) send a supplementary circular to holders of its listedequity shares providing an explanation of the matters referred to in (2).(2) The
2As set out in LR TR 11, a listed company with a financial year ending before 30 September 2013, or a listed company with a financial year ending on or after 30 September 2013 whose annual financial report has been made public on or before 13 December 2013, must comply with the requirements set out in this appendix in relation to their annual financial report. To assist listed companies, this appendix adopts the text of LR 9.8 before this was amended by the Listing Rules (Annual
