Related provisions for DTR 6.3.1
1 - 6 of 6 items.
In respect of transferable securities which are admitted to trading on a regulated market, this section applies to: (1) an issuer whose Home State is the United Kingdom in accordance with the first indent of1 article 2.1(i)(i) of the TD; and(2) an issuer who chooses the United Kingdom as its Home State in accordance with:1(a) the second indent of article 2.1(i)(i) of the TD; or1(b) article 2.1(i)(ii) of the TD; or1(c) article 2.1(i)(iii) of the TD.1
7Schedule to the Recognition Requirements Regulations, Paragraph 9ZB[Note: This paragraph is relevant to regulated markets only. See REC 2.16A regarding MTFs or OTFs.](1)The rules of the [UK RIE] must ensure that all - (a)[financial instruments] admitted to trading on a [regulated market] operated by it are capable of being traded in a fair, orderly and efficient manner;(b)[transferable securities] admitted to trading on a [regulated market] operated by it are freely negotiable;
1Note: The following definitions relevant to the listing rules are extracted from the Glossary.ActThe Financial Services and Markets Act 2000.admission or admission to listing admission of securities to the official list .admission to tradingadmission of securities to trading on an RIE's market for listedsecurities.advertisement(as defined in the Prospectus Regulation51) a communication with both of the following characteristics51:(a)relating to a specific offer to the public