Related provisions for DISP 1.1A.9
1 - 1 of 1 items.
The table below sets out how DISP 1.1A applies to MiFID complaints relating to:
(1) the activities of a MiFID investment firm carried on from an establishment in the United Kingdom;
(2) the equivalent business of a third country investment firm where the complaint is received from a retail client or an elective professional client;
(3) activities carried on from a branch of a UK firm in another EEA State; and
(4) activities carried on from a branch of an EEA firm in the United