Related provisions for BIPRU 2.2.47

1 - 5 of 5 items.

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

IFPRU 2.3.56GRP
In considering if there are any systems and control weaknesses, and their effect on the adequacy of the own funds requirements, a firm should be able to demonstrate to the FCA that all the issues identified in SYSC have been considered and that appropriate plans and procedures exist to deal adequately with adverse scenarios.
SUP 6.3.25GRP
Information which may be required. See SUP 6.3.24 GType of businessInformation which may be requiredAll 1. Details of how the firm plans to comply with the relevant regulator's24 regulatory requirements relating to any additional regulated activities it is seeking to carry on.242. Descriptions of the firm's key controls, senior management arrangements and audit and proposed compliance arrangements in respect of any new regulated activity (see SYSC). 3. Organisation charts and