Related provisions for APER 1.1A.2
1 - 4 of 4 items.
Table: Examples of what activities APER coversFCA approvedPRA approvedCoverage of APERFCA-authorised person(1) Yes, in relation to firm ANot applicableApplies to the FCAcontrolled function. Also applies to any other function performed for firm A in relation to the carrying on by firm A of a regulated activity even if it is not a controlled function.(2) Yes, in relation to firm A. No, in relation to firm B,Not applicableIn relation to firm A, the answer is the same as for scenario
(1) SYSC 22.9.1R applies to keeping records created before the date this chapter came into force as well as ones created afterwards.(2) A full scope regulatory reference firm does not breach the requirements of this chapter by failing to include something in a reference because it destroyed the relevant records before the date this chapter came into force in accordance with the record keeping requirements applicable to it at the time of destruction.